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2010 Supreme(SC) 130

2010 (1) Supreme 561
SUPREME COURT OF INDIA
V.S. Sirpurkar and Surinder Singh Nijjar, JJ.
State of U.P. & Ors. — Appellant(s)
versus
Saroj Kumar Sinha — Respondent(s)
Civil Appeal No. 254 of 2008
Decided on : 02-02-2010

Advocates Appeared:
T. N. Singh, Mukesh Verma, Chandra Prakash Pandey, Advs., for the Appellant(s).
Anurag Kishore, Abhinav Shrivastava, Rajesh Kumar, Advs., for the Repondent(s).

IMPORTANT POINTS
1. Non-disclosure of documents having a potential to cause prejudice to a government servant in the enquiry proceedings would clearly be denial of a reasonable opportunity to submit a plausible and effective rebuttal to the charges being enquired into against the government servant.
2. A government employee facing a department enquiry is entitled to all the relevant statement, documents and other materials to enable him to have a reasonable opportunity to defend himself in the department enquiry against the charges.


Headnote:Service Law- U.P. Government Servant (Discipline & Appeal) Rules, 1999 - Rule 7 - - Respondent posted as Executive Engineer at Construction Division-I, Public Works Department (P.W.D.), Rai Barielly. was served with the charge sheet making serious allegations of misconduct against him- Respondent made a written request to appellant demanding copies of the documents relied upon in the charge sheet- However no documents were supplied to respondent-Order passed by Appellant-Government removing the respondent from service and directing recovery of Rs.1,29,600/- from him-Writ Petition thereagainst-Allowed by High Court directing appellant to reinstate respondent with all consequential benefits- Appeal filed by State of U.P. - In the counter-affidavit filed in the High Court it was specifically mentioned that the documents pertained to the same division in which the respondent had been posted as Executive Engineer and therefore he being in knowledge and custody of said documents, there was no requirement for said documents to be supplied to the respondent-Held said submission was without any basis as respondent had been suspended on 5.2.2001.- Even if the respondent had continued in the same department it would not have been possible for him to take the custody of the documents as he would no longer be in charge of the office- Again even though relentless efforts were made by respondent to secure copies of documents, which was sought to be relied upon, to prove charges-However these were denied by department in flagrant disregard of the mandate of Rule 7 sub rule 5- Hence inquiry proceedings were clearly vitiated having been held in breach of the mandatory sub rule (5) of Rule 7 of the 1999 Rules.- Not only the respondent had been denied access to documents sought to be relied upon against him, but he had been condemned unheard as the enquiry officer failed to fix any date for conduct of the enquiry- In other words, not a single witness had been examined in support of the charges levelled against the respondent- High Court, therefore, had rightly observed that the entire proceedings were vitiated having been conducted in complete violation of principles natural justice and total disregard of fair play- The respondent never had any opportunity at any stage of the proceedings to offer an explanation against the allegations made in the charge sheet- Appellants miserably failed to give any reasonable explanation as to why the documents had not been supplied to the respondent- High Court, therefore, very appropriately set aside the order of removal-No reason to interfere with judgment of High Court-Appeal dismissed (Paras 21, 22, 24, 26, 31, 34, 37 to 40)

        Principles of Natural Justice- By virtue of Article 311(2) of the Constitution of India the departmental inquiry had to be conducted in accordance with rules of natural justice- It is a basic requirement of rules of natural justice that an employee be given a reasonable opportunity of being heard in any proceeding which may culminate in a punishment being imposed on the employee- When a department enquiry is conducted against the Government servant it cannot be treated as a casual exercise-The enquiry proceedings also cannot be conducted with a closed mind- The enquiry officer has to be wholly Unbiased- The rules of natural justice are required to be observed to ensure not only that justice is done but is manifestly seen to be done- The object of rules of natural justice is to ensure that a government servant is treated fairly in proceedings which may culminate in imposition of punishment including dismissal/removal from service (Paras 27, 28)

       Facts of the Case :

        Respondent posted as Executive Engineer at Construction Division-I, Public Works Department (P.W.D.), Rai Barielly. was served with the charge sheet making serious allegations of misconduct against him herein in the instant case. Respondent made a written request to appellant demanding copies of the documents relied upon in the charge sheet. However no documents were supplied to respondent. An Order was passed by Appellant-Government removing the respondent from service and directing recovery of Rs.1,29,600/- from him.Writ Petition thereagainst was allowed by High Court directing appellant to reinstate respondent with all consequential benefits.

        2. Present appeal has been filed against said order of High Court.

       Findings of the Court :

        In the counter-affidavit filed in the High Court it was specifically mentioned that the documents pertained to the same division in which the respondent had been posted as Executive Engineer and therefore he being in knowledge and custody of said documents, there was no requirement for said documents to be supplied to the respondent.Held said submission was without any basis as respondent had been suspended. Even if the respondent had continued in the same department it would not have been possible for him to take the custody of the documents as he would no longer be in charge of the office. Again even though relentless efforts were made by respondent to secure copies of documents, which was sought to be relied upon, to prove charges. However these were denied by department in flagrant disregard of the mandate of Rule 7 sub rule 5.Hence inquiry proceedings were clearly vitiated having been held in breach of the mandatory sub rule (5) of Rule 7 of the 1999 Rules. Not only the respondent had been denied access to documents sought to be relied upon against him, but he had been condemned unheard as the enquiry officer failed to fix any date for conduct of the enquiry. In other words, not a single witness had been examined in support of the charges levelled against the respondent. High Court, therefore, had rightly observed that the entire proceedings were vitiated having been conducted in complete violation of principles natural justice and total disregard of fair play. The respondent never had any opportunity at any stage of the proceedings to offer an explanation against the allegations made in the charge sheet. Appellants miserably failed to give any reasonable explanation as to why the documents had not been supplied to the respondent. High Court, therefore, very appropriately set aside the order of removal. No reason was found to interfere with judgment of High Court.

       Result : Appeal dismissed.

       

Judgement Key Points

Based on the provided legal document, here are the key points:

  • Subject: Administrative Law - Disciplinary Proceedings [judgement_subject]
  • Acts Referred: Constitution of India: Art.311(2); Service Law: U.P. Government Servant Discipline and Appeal Rules: R.7, R.7(5) [judgement_act_referred]
  • Core Principle: Non-disclosure of documents having a potential to cause prejudice to a government servant in the enquiry proceedings would clearly be a denial of a reasonable opportunity to submit a plausible and effective rebuttal to the charges (!) (!) .
  • Right to Documents: A government employee facing a department enquiry is entitled to all relevant statements, documents, and other materials to enable him to have a reasonable opportunity to defend himself (!) (!) .
  • Specific Rule Violation: The inquiry proceedings were vitiated because the department denied the respondent access to documents relied upon against him, in flagrant disregard of the mandatory sub-rule (5) of Rule 7 of the 1999 Rules (!) (!) (!) .
  • Ineffective Defense: Without access to the documents, the respondent could not effectively prepare his defense, cross-examine witnesses, or point out inconsistencies (!) (!) .
  • Condemned Unheard: The respondent was condemned unheard because the enquiry officer failed to fix any date for the conduct of the enquiry, meaning no witnesses were examined in support of the charges (!) (!) (!) .
  • Rejection of "Custody" Argument: The submission that the respondent was in custody of the documents because he was posted in the same division was rejected, as he was suspended and no longer in charge of the office (!) (!) .
  • Natural Justice: Article 311(2) of the Constitution mandates that departmental inquiries be conducted in accordance with the rules of natural justice to ensure fairness (!) (!) .
  • Outcome: The High Court correctly set aside the order of removal and directed reinstatement, and the Supreme Court dismissed the appeal against this judgment (!) (!) (!) .

JUDGMENT

Surinder Singh Nijjar, J.

This appeal has been filed by the State of U.P. challenging the order passed by the High Court of Judicature at Allahabad, Lucknow Bench, Lucknow in Writ Petition No.46 (S/B) of 2005 whereby the High Court allowed the writ petition of the respondent by quashing and setting aside the order of his removal dated 24.12.2004 and further directing his reinstatement in service with all consequential benefits.

2. The respondent had been in the service of the appellant since 17.5.1971. During the period 6.1.2001 to 12.2.2001 and from 17.3.2001 to 28.4.2003 he was posted as Executive Engineer at Construction Division-I, Public Works Department (P.W.D.), Rai Barielly. While functioning at Rai Barielly, he was served with the charge sheet dated 24.2.2001 under Rule 7 of the U.P. Government Servant (Discipline & Appeal) Rules, 1999 (hereinafter referred to as 1999 Rules) making serious allegations of misconduct against him.

3. The respondent having been initially selected through the Lok Sewa Ayog, U.P. was appointed as an Assistant Engineer in the Public Works Department on 17.5.1971 in a substantive capacity. In due course he was promoted as Executive Engineer.

4. We may notice here that the 1999 Rules have been promulgated by the Governor of U.P. in exercise of the powers conferred by the proviso to Article 309 of the Constitution of India. The Rules prescribe detailed procedure to be followed in matters of enforcing discipline and imposing penalties/punishments against government servants in U.P., in cases of proven misconduct. Rule 3 gives a list of minor and major penalties that may be imposed by the appointing authority on the government servants. Removal from service is a major penalty. Rule 4 provides that the government servant may be suspended in case an enquiry is contemplated against him. In the present case, the respondent was suspended on 5.2.2001 prior to the issue of the charge sheet dated 24.02.2001. We presume it was in contemplation of the forthcoming disciplinary proceedings against him. Rule 7 prescribes in detail, the procedure and the manner in which an enquiry shall be conducted before imposing any major penalty on a government servant. Rule 7 sub rule (2) provides the facts constituting the misconduct on which it is proposed to take action shall be reduced in the form of definite charge or charges to be called charge sheet. This charge sheet has to be approved by the disciplinary authority. Rule 7 sub rule (3) further provides that the charge(s) framed shall be so precise and clear as to give sufficient indication to the charged government servant of the facts and circumstances against him. It is mandatory that the proposed documentary evidence and the name of witnesses proposed to prove the charges together with any oral evidence(s) that may be recorded be mentioned in the charge sheet. Thereafter under Rule 7 sub rule (4) the government servant is given an opportunity to put in a written statement, of his defence, within a specified period of time which shall not be less than 15 days. The government servant is also required to indicate whether he desires to cross examine any witnesses mentioned in charge sheet. Thereafter he is to be informed that in case he does not appear or file the written statement it will be presumed that he does not intend to furnish any defence. In such circumstances the enquiry shall proceed ex parte. Sub rule 5 of Rule 7 mandates that the copies of the documentary evidence mentioned in the charge sheet has to be served on the government servant along with the charge sheet. The aforesaid sub rule is as under:

“(v) The charge-sheet, along with the copy of documentary evidences mentioned therein and list of witnesses and their statements, if any shall be served on the charged Government servant personally or by registered post at the address mentioned in the official records in case the charge-sheet could not be served in aforesaid manner the charge-shee




















































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