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2021 Supreme(SC) 386

SUPREME COURT OF INDIA
DHANANJAYA Y. CHANDRACHUD, M.R. SHAH, JJ.
The State of Kerala – Petitioner
Versus
K. Ajith & Ors. – Respondents
Criminal Appeal No 697 of 2021 @ SLP (Crl) No 4009 of 2021 and Criminal Appeal No 698 of 2021 @SLP (Crl) No 4481 of 2021
Decided on : 28-07-2021

Advocate Appeared:
For the Appellant :Jaideep Gupta, Rajagopalan Nair, P.S. Sudheer, Anne Mathew, Bharat Sood, Shruti Jose, G. Prakash, Jishnu M.L., Priyanka Prakash, Beena Prakash, Advocates
For the Respondent:Bharti Tyagi, Ramesh Babu M.R., Advocates

IMPORTANT POINTS
(1) Public prosecutor may withdraw from a prosecution not merely on the ground of paucity of evidence but also to further broad ends of public justice. Public prosecutor must formulate an independent opinion before seeking consent of court to withdraw from prosecution.
(2) Immunities and Privileges of MLAs. A person committing a criminal offence within precincts of House does not hold an absolute privilege.
(3) Section 197 of Cr.P.C. applies only if public servant can be removed from office by or with sanction of government. MLAs cannot be removed by sanction of government, as they are elected representatives of people of India.
(4) Acts of destruction of public property are not privileged under first limb of Article 194(2) of Constitution. Acts of vandalism cannot be said to be manifestations of freedom of speech and be termed as “proceedings” of Assembly.

Headnote:

(A) Criminal Procedure Code, 1973 – Section 321 – Withdrawal from prosecution – Section 321 entrusts decision to withdraw from a prosecution to public prosecutor but consent of court is required for a withdrawal of prosecution – Public prosecutor may withdraw from a prosecution not merely on the ground of paucity of evidence but also to further broad ends of public justice – Public prosecutor must formulate an independent opinion before seeking consent of court to withdraw from prosecution – While mere fact that initiative has come from government will not vitiate application for withdrawal, court must make an effort to elicit reasons for withdrawal so as to ensure that public prosecutor was satisfied that withdrawal of prosecution is necessary for good and relevant reasons – In deciding whether to grant its consent to a withdrawal, court exercises a judicial function but it has been described to be supervisory in nature – While determining whether withdrawal of prosecution subserves administration of justice, court would be justified in scrutinizing nature and gravity of offence and its impact upon public life especially where matters involving public funds and discharge of a public trust are implicated – In a situation where both trial judge and revisional court have concurred in granting or refusing consent, Apex Court while exercising its jurisdiction under Article 136 of Constitution would exercise caution before disturbing concurrent findings – Court may in exercise of well-settled principles attached to exercise of this jurisdiction, interfere in a case where there has been a failure of trial judge or of High Court to apply correct principles in deciding whether to grant or withhold consent. (Para 23)

(B) Constitution of India – Articles 105 and 194 – Immunities and Privileges of MLAs – A person committing a criminal offence within precincts of House does not hold an absolute privilege – Instead, he would possess a qualified privilege, and would receive immunity only if action bears nexus to effective participation of member in House – Whenever a claim of privilege or immunity is raised in context of Article 105(3) or Article 194 (3), Court is entrusted with authority and jurisdiction to determine whether claim is sustainable on anvil of constitutional provision – Neither Parliament nor State legislatures in India can assert power of self-composition or power to regulate their own constitution in the manner claimed by House of Commons or in UK. (Paras 32 and 42)

(C) Criminal Procedure Code, 1973 – Section 321 – Indian Penal Code 1860 – Sections 447 and 427 read with Section 34 – Prevention of Damage to Public Property Act 1984 – Section 3(1) – Constitution of India – Articles 105 and 194 – Withdrawal from prosecution – There has been a growing recognition and consensus both in this Court and Parliament that acts of destruction of public and private property in name of protests should not be tolerated – Persons who have been named as accused in FIR in present case held a responsible elected office as MLAs in Legislative Assembly – In same manner as any other citizen, they are subject to boundaries of lawful behaviour set by criminal law – No member of an elected legislature can claim either a privilege or an immunity to stand above sanctions of criminal law, which applies equally to all citizens – Purpose and object of Act of 1984 was to curb acts of vandalism and damage to public property including (but not limited to) destruction and damage caused during riots and public protests – Purpose of bestowing privileges and immunities to elected members of legislature is to enable them to perform their functions without hindrance, fear or favour – These privileges bear a functional relationship to discharge of functions of a legislator – They are not a mark of status which makes legislators stand on an unequal pedestal – Privileges and immunities are not gateways to claim exemptions from general law of land – Entire foundation upon which application for withdrawal under Section 321 was moved by Public Prosecutor is based on a fundamental misconception of constitutional provisions contained in Article 194. (Paras 51, 52, 55 and 56)

(D) Criminal Procedure Code, 1973 – Section 321 – Indian Penal Code 1860 – Sections 447 and 427 read with Section 34 – Prevention of Damage to Public Property Act 1984 – Section 3(1) – Constitution of India – Articles 105 and 194 – Withdrawal from prosecution – True function of court when an application under Section 321 is filed is to ensure that executive function of public prosecutor has not been improperly exercised or that it is not an attempt to interfere with normal course of justice for illegitimate reasons or purposes – Court will grant its consent if it is satisfied that it sub-serves administration of justice and purpose of seeking it is not extraneous to vindication of law – It is broad ends of public justice that must guide decision – Public prosecutor is duty bound to act independently and ensure that they have applied their minds to essential purpose which governs exercise of powers – Whether public prosecutor has acted in good faith is not in itself dispositive of issue as to whether consent should be given – Good faith is one and not the only consideration – Court must also scrutinize whether an application suffers from such improprieties or illegalities as to cause manifest injustice if consent is given – CJM was justified in declining consent for withdrawal of prosecution under Section 321 – To allow prosecution to be withdrawn in face of these allegations, in respect of which upon investigation a final report has been submitted under Section 173 of Cr.P.C. and cognizance has been taken, would amount to an interference with t normal course of justice for illegitimate reasons – This cannot be countenanced as being in aid of broad ends of public justice – It is not duty of this Court, in an application under Section 321 of Cr.P.C, to adjudicate upon evidentiary issues and examine admissibility or sufficiency of evidence – Appeals dismissed. (Paras 58, 59, 84 and 85)

(E) Criminal Procedure Code, 1973 – Section 197 – Sanction for prosecution of Public servant – Section 197 of Cr.P.C. applies only if public servant can be removed from office by or with sanction of government – However, MLAs cannot be removed by sanction of government, as they are elected representatives of people of India – They can be removed from office, for instance when disqualified under X Schedule of Constitution for which sanction of government is not required – Sanction under Section 197 is only required before cognizance is taken by a court and not for initiation of prosecution. (Para 64)

Facts of the case:

Present appeals arise out of a judgment of a Single Judge of the High Court of Kerala dated 12 March 2021. The High Court in the exercise of its revisional jurisdiction under Section 397 of Code of Criminal Procedure, 1973, upheld the order of the Chief Judicial Magistrate, Thiruvananthapuram declining to grant permission to the Public Prosecutor to withdraw the prosecution of the first to sixth respondents under Section 321 of Cr.P.C.

Findings of Court:

Acts of vandalism cannot be said to be manifestations of the freedom of speech and be termed as “proceedings” of the Assembly. It was not the intention of the drafters of the Constitution to extend the interpretation of ‘freedom of speech’ to include criminal acts by placing them under a veil of protest. Hence, the Constitution only grants the members the freedom of speech that is necessary for their active participation in meaningful deliberation without any fear of prosecution.

Result : Appeals dismissed.

Judgement Key Points

Based on the provided legal document, here are the key points regarding the Supreme Court's judgment in State of Kerala vs. K. Ajith & Ors.:

1. Withdrawal of Prosecution under Section 321 CrPC * The Public Prosecutor may withdraw from a prosecution not merely due to paucity of evidence but also to further the broad ends of public justice. * The Public Prosecutor must formulate an independent opinion before seeking the court's consent to withdraw. * While the initiative coming from the government does not vitiate the application, the court must elicit reasons to ensure the Prosecutor was satisfied that withdrawal is necessary for good and relevant reasons. * The court exercises a supervisory function, not an adjudicatory one; it must ensure the withdrawal is not for illegitimate reasons or to stifle the normal course of justice. * Good faith is a consideration but not dispositive; the court must also scrutinize for improprieties that would cause manifest injustice. * In cases involving public funds and public trust, the court is justified in scrutinizing the gravity of the offence and its impact on public life. * The Apex Court exercises caution before disturbing concurrent findings of the trial judge and revisional court unless there is a failure to apply correct principles.

2. Immunities and Privileges of MLAs (Articles 105 and 194) * A person committing a criminal offence within the precincts of the House does not hold an absolute privilege. * MLAs possess a qualified privilege and receive immunity only if the action bears a nexus to the effective participation of the member in the House. * The Court has the authority and jurisdiction to determine whether a claim of privilege or immunity is sustainable under the Constitution; legislatures cannot assert powers of self-composition. * Acts of destruction of public property (vandalism) cannot be termed as manifestations of freedom of speech or "proceedings" of the Assembly. * Privileges are functional to enable legislators to perform duties without hindrance, not a mark of status to stand above the general law of the land. * No member of an elected legislature can claim exemption from criminal law sanctions.

3. Specific Findings on the Case Facts * Nature of Offence: The acts of climbing the dais and damaging furniture (causing loss of Rs. 2,20,093) during a budget protest constitute vandalism and destruction of public property, which are not privileged. * Sanction of Speaker: * Section 197 CrPC applies only to public servants removable by or with the sanction of the government; MLAs are elected representatives and do not fall under this provision. * The prior sanction of the Speaker is not a mandatory pre-requisite for initiating prosecution against MLAs for offences committed within the House, unlike the specific requirements for MPs under the Prevention of Corruption Act. * Video Recording Evidence: * The video recording of the incident was not a "publication" under Article 194(2) because it was obtained from internal records without the authority of the House and did not relate to the essential functions of the House. * Questions regarding the admissibility of evidence and sufficiency of evidence are matters for the trial court, not the court deciding on withdrawal under Section 321.

4. Conclusion * The application for withdrawal of prosecution was based on a fundamental misconception of constitutional provisions regarding privileges. * Allowing withdrawal in this case would interfere with the normal course of justice and exempt elected representatives from criminal law, contrary to the broad ends of public justice. * The Chief Judicial Magistrate was justified in declining consent for withdrawal. * The appeals were dismissed.


JUDGMENT

Dr. Dhananjaya Y. Chandrachud, J.

This judgment has been divided into the following sections to facilitate analysis:

    A. Factual Background

    B. Submissions of Parties

    C. Issues and Analysis

    C.1 Withdrawal of prosecution

    C.2 Immunities and Privileges of MLAs

    C.2.1 Position in the United Kingdom

    C.2.2 Position in India

    C.3 Privilege to commit acts of public destruction - An incongruous proposition

    C.4 Sanction of Speaker

    C.5 Claiming privilege and inadmissibility of video recordings as evidence

    C.5.1 Immunity from publication of proceedings of the House

    C.5.2 Inadmissibility of the video recording as evidence

A. Factual Background

1. Leave granted.

2. The appeals arise out of a judgment of a Single Judge of the High Court of Kerala dated 12 March 2021. The High Court in the exercise of its revisional jurisdiction under Section 397 of the Code of Criminal Procedure, 19731["CrPC"] upheld the order of the Chief Judicial Magistrate2["CJM"], Thiruvananthapuram declining to grant permission to the Public Prosecutor to withdraw the prosecution of the first to sixth respondents under Section 321 of the CrPC.

3. On 13 March 2015, the then Finance Minister was presenting the budget for the financial year 2015-2016 in the Kerala Legislative Assembly. The respondent-accused3[The term "respondent-accused" refers to Respondent Nos.1 to 6 in SLP (Crl) No 4009 of 2021 and the petitioners in SLP (Crl) No 4481 of 2021.], who at the time were Members of the Legislative Assembly4["MLA"] belonging to the party in opposition, disrupted the presentation of the budget, climbed over to the Speaker's dais and damaged furniture and articles including the Speaker's chair, computer, mike, emergency lamp and electronic panel, causing a loss of Rs. 2,20,093/-. The incident was reported to the Museum Police Station by the Legislative Secretary. Crime No. 236 of 2015 was registered under Sections 447 and 427 read with Section 34 of the Indian Penal Code 18605["IPC"] and Section 3(1) of the Prevention of Damage to Public Property Act 1984. On the completion of the investigation, the final report under Section 173 of the CrPC was submitted and cognizance was taken by the Additional CJM, Ernakulam of the said offences6[C.C No. 151 of 2018].

4. On 21 July 2018, an application7[Crl. MP 2577 of 2019] was filed by the Assistant Public Prosecutor under Section 321 of the CrPC seeking sanction to withdraw the case against all the respondent-accused. The Prosecutor gave the following reasons for withdrawing the prosecution:

    (i) Immunities and privileges: The events transpired during a session of the Legislative Assembly when certain MLAs protested against the budget presentation. The 'protest' by the MLAs is protected by the immunities and privileges under Article 194(3) of the Constitution of India;

    (ii) Breach of privilege: A violation of the rights and immunities granted to MLAs is a breach of privilege and the Legislative Assembly is empowered to punish such actions which are offences against its authority and of disobedience of its legitimate commands. A breach of privilege is a contempt of the House, which falls under the exclusive jurisdiction of the Speaker of the Assembly;

    (iii) Sanction of the Speaker: An offence which is committed in the Assembly, during a session or in its vicinity by MLAs, cannot be registered by the police without the permission of the Speaker. Police officers require authorization from the 'competent authority' to investigate a breach of law if it occurs in the precincts of the Legislative Assembly;

    (iv) Public Interest: The freedoms granted to MLAs are necessary for the functioning of democracy and are subject to the powers of the Speaker or the criminal courts with the sanction of the Speaker. The continuance of the trial of the MLAs absent the sanction of the Speaker lowers the dignity of the Assembly amongst citizens, thereby affecting public interest;

    (v) Absence of mens rea: According to the charge sheet, the incident occurred during a protest

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