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2023 Supreme(Ker) 45

IN THE HIGH COURT OF KERALA AT ERNAKULAM
KAUSER EDAPPAGATH, J.
Philips Thomas, S/o Thomas – Appellant
Versus
State Of Kerala – Respondent
Crl.Appeal Nos. 1, 22, 23, 25 of 2014 and Crl.Appeal (V) No.589 of 2015
Decided on : 02-02-2023

Advocates:
Advocate Appeared:
For the Appellant : SRI.THAMPAN THOMAS, SRI.JACOB CHACKO, SRI.B.V.JOY SANKER, SMT.JANCY ALEX, SRI.SHAFFIE THOMAS, SRI.SANEESH KUNJUKUNJU
For the Respondent: ADV.SRI.V.VINAY (AMICUS CURIAE), P.MARTIN JOSE, S.ANANTHAKRISHNAN, P.PRIJITH, THOMAS P.KURUVILLA, N.K.SUBRAMANIAN

Point of Law: There exists a clear distinction between negligence incurring civil liability and criminal liability

Headnote:

Penal Code, 1860 - sections 304 and 201 r/w 34- Section 174 - Medical negligence causing death – Appeal against conviction – Accused not a qualified anesthesiologist and thus incompetent to administer anesthesia to the deceased - Accused No.1 gave spinal anesthesia instead of general anesthesia, and the defective anesthesia administration ultimately resulted in the death of the patient – Prosecution failed to prove gross or culpable negligence on the part of the accused. (Para 32, 33)

Finding of the Court: Culpable homicide not amounting to murder when the act is done with the intention to cause death or bodily injury as is likely to cause death - Second part deals with culpable homicide not amounting to murder when the act is done without any intention to cause death or bodily injury as is likely to cause death but with the knowledge that his act is likely to cause death - A person responsible for a reckless or rash negligent act that causes death which he had knowledge as a reasonable man that such act was dangerous enough to lead to some untoward thing and the death was likely to be caused, may be attributed with the knowledge of the consequence and may be fastened with the culpability of homicide not amounting to murder punishable under section 304 Part II of IPC - Knowledge contemplated under sections 299 and 304 of IPC is of a higher degree. Knowledge of the mere possibility that the act may cause death is not the knowledge envisaged - Viewed from the nature of the evidence adduced, it can safely be concluded that the accused did not have the degree of knowledge to the extent that their act may likely cause the death of the patient- Prosecution failed to prove gross or culpable negligence on the part of the accused. In these circumstances, section 304 of IPC is also not attracted.

Result: Appeal allowed

Judgement Key Points

Certainly. Based on the provided legal document, here are the key points relevant to the legal analysis:

  1. Distinction Between Civil and Criminal Negligence: The court emphasized that there is a clear legal distinction between negligence that results in civil liability and negligence that constitutes criminal liability. Criminal negligence requires a higher degree of recklessness or culpability (!) (!) .

  2. Nature of Medical Negligence: Medical procedures inherently carry risks, and complications do not necessarily imply negligence. The court highlighted the importance of differentiating between adverse events and negligent acts, noting that a mere error of judgment or unfortunate outcome does not automatically amount to criminal negligence (!) (!) .

  3. Standard of Care in Medical Practice: The standard of care expected from a medical professional is based on the accepted practices within the medical community. The "Bolam test" is used to determine whether a medical professional acted in accordance with responsible medical standards. The court recognized that a doctor with MBBS qualification, supplemented by sufficient training and experience, can be deemed competent to perform certain procedures, including anesthesia (!) (!) (!) .

  4. Qualification and Competence of the Accused: The court found that the accused No.1, who administered anesthesia, had undergone adequate training and had the requisite experience, despite lacking a post-graduation or diploma in anesthesiology. The evidence demonstrated that he was qualified to administer anesthesia, and the court rejected the finding that he was not competent (!) (!) (!) .

  5. Causation and Proximate Cause: For criminal liability under sections related to causing death or causing evidence to disappear, it is necessary to establish that the accused’s act was the direct or proximate cause of the death. The court found no sufficient evidence linking the administration of anesthesia or the alleged lapses in preoperative or postoperative care to the patient's death (!) (!) .

  6. Assessment of Evidence Regarding Negligence: The court noted that the evidence did not establish gross or culpable negligence on the part of the accused. The absence of specific acts or omissions directly causing the death led to the conclusion that the prosecution failed to prove the charges beyond a reasonable doubt (!) (!) .

  7. Handling of Evidence and Notes: The court observed that deficiencies in surgical and medical records, or notes, do not necessarily indicate intentional concealment or evidence destruction, especially in the absence of proof of malicious intent or deliberate suppression (!) .

  8. Outcome of the Case: The court ultimately acquitted the accused of the charges of criminal negligence and causing death, citing insufficient evidence of culpability. The convictions under sections related to causing disappearance of evidence were also set aside, reaffirming the importance of establishing a higher degree of negligence for criminal liability (!) .

  9. Civil Liability and Compensation: The court acknowledged the separate civil proceedings where the victim was awarded compensation, and clarified that civil liability does not automatically translate into criminal liability. The distinction between civil negligence and criminal culpability was maintained (!) .

  10. Overall Legal Principle: The judgment underscores that criminal liability in medical negligence cases requires proof of gross or culpable negligence, which was not established in this case. The decision reinforces the need for careful evaluation of evidence to differentiate between unfortunate outcomes and criminal conduct (!) .

Please let me know if you need further analysis or specific legal advice related to this case.


JUDGMENT :

Though doctors’ aura of Godliness and holiness is a myth, they are volunteers who take the risk of dealing with the most intricate, delicate, and complex machine on earth -the human body. Any surgical procedure or medical intervention on this highly compound machine carries some inherent risk. There is always the chance that the treatment does not go as planned. When things go wrong, it is not always the fault of the doctor. A complication by itself does not constitute negligence. There is a big difference between an adverse or untoward event and negligence. However, there is a growing tendency to accuse the doctor of an adverse or untoward event. Nothing can be more professionally damaging and emotionally draining than being arrayed as an accused in any such action. A surgeon, under fear of facing criminal prosecution in the event of failure for whatever reason – whether due to his fault or not-cannot perform at his best. The Judicial Forums, in the process of fixing parameters of liability in the cases of medical negligence, must aim at striking a careful balance between the autonomy of a doctor to make judgments and the rights of a patient to be dealt with fairly, recognizing the complexity of the human body, inexactness of medical science, the inherent subjectivity of the process, and genuine scope for error of judgment. However, while dealing with criminal prosecution for medical negligence, the trial courts often ignore these principles. The subject matter of these appeals is one such typical case.

2. One Smt.Mini Philip, a young lady aged 37 years, walked to the operation theatre at Deen Hospital, Punalur, on 25/9/2006 at 3.30 p.m. to undergo sterilization by laparoscopy, a procedure that provides permanent birth control, with the hope that she could safely return home after few hours. But destiny had something else in store for her. After the surgery, she developed respiratory complications and was put under oxygen support. Though she was shifted to Poyanil Hospital, Punalur, at 9.00 p.m. and then to Ananthapuri Hospital, Thiruvananthapuram, at 11.30 p.m. for expert management, her life could not be saved. She breathed her last on the next day at 5.30 p.m. at Ananthapuri Hospital.

3. On 26/9/2006, the Vanchiyoor Police registered a crime under section 174 of Cr.PC based on Ext.P1 FI statement given by the uncle of the deceased (PW 1) alleging medical negligence on the part of the doctors who conducted surgery and administered anesthesia as well as the nurses who assisted them. Later Punalur Police reregistered the case as Crime No.590/2006 and conducted the investigation. PW17, the investigating officer, in accordance with the direction of the Apex Court in Jacob Mathew v. State of Punjab and Another (AIR 2005 SC 3180), requested the District Medical officer, Thiruvananthapuram, to constitute an Expert Panel and to give their views on the allegation of medical negligence. Accordingly, a five-member Expert Panel was constituted, and the committee forwarded Ext.P4 report on 16/6/2007. The matter was again referred to the Apex Body, and two reports of the Apex Body marked as Ext.P15 dated 3/8/2010 and Ext.D9 dated 20/4/2009 were obtained. Based on the reports, PW17 incorporated the offences under sections 304 and 201 r/w 34 of IPC. After investigation, final report was filed at the Judicial First-Class Magistrate Court III, Punalur, against the accused, six in number, who are the doctors and nurses at Deen Hospital. The learned Magistrate, after complying with the statutory formalities, committed the case to the Additional Sessions Court V, Kollam (for short ‘the court below’) for trial and disposal.

4. All the accused appeared at the court below and they faced trial for the offences punishable under sections 304 and 201 r/w 34 of IPC. After full-fledged trial, the court below found that the offence under section 304 of IPC was not attracted. However, it found that there is evidence to show that the accused have co

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