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2024 Supreme(Online)(CAT) 13469

CENTRAL ADMINISTRATIVE TRIBUNAL
Pratima K. Gupta, Judicial Member, Chhabilendra Roul, Administrative Member
Rajesh Kumar Gupta – Appellant
Versus
The Chairperson, CBSE – Respondent
O.A./994/2021|M.A./673/2024



Advocates:
For the Appellants/Petitioners: Vertika Sharma
For the Respondents: Anil Srivastava, Alok Kumar, S. Rajappa, R. Gowrishankar, G. Dhivyansri, Shikha Sharma, Mahendra

File notings cannot be challenged as final orders; res judicata bars re-litigation of APAR issues after prior OA withdrawal with limited liberty; judicial review limited to procedural irregularities in performance appraisals.

Headnote:(A) Administrative Tribunal - Original Application - Challenge to adverse Annual Performance Appraisal Report (APAR) grading - Applicant sought to quash APAR, expunge remarks, and set aside certain decisions alleging mala fides, procedural violations, and manipulation - Tribunal held scope of judicial review limited to procedural irregularities or rule violations; no interference warranted absent such violations - File notings cannot be impugned as final orders. (Paras 6, 15.2)

(B) Res Judicata - Previous OA withdrawn with liberty only to challenge specific 'order' dated 16.07.2019 - Re-agitation of same issues barred; matters pertaining to APAR became final upon withdrawal. (Para 16)

(C) File Notings - Preliminary notings culminating in final order not challengeable; ratio of Supreme Court judgment applicable barring challenge to notings masquerading as orders. (Para 15.2)

Facts of the case:
Applicant, an Assistant Secretary, challenged APAR for period 01.01.2017-31.12.2017 graded 3.3 by reporting officer (modified to 4 by reviewing officer), below benchmark of 7, communicated after representation rejected on 29.07.2019. Alleged bias, forgery, timeline breaches, word limit exceedance, lack of warnings, and mala fides. Prior OA withdrawn with liberty only for 'order' dated 16.07.2019, which tribunal found to be mere file notings.

Findings of Court:
Impugned documents at pages 375-376 are file notings, not orders; applicant barred from challenging them. Previous withdrawal invoked res judicata for APAR issues beyond permitted scope. No procedural violations justifying interference.

Issues: Maintainability due to res judicata from prior withdrawn OA; whether 'order' dated 16.07.2019 exists or is mere file noting; scope of review in APAR disputes.

Ratio Decidendi: File notings are not final orders and cannot be challenged; res judicata applies to issues not pursued after withdrawal with limited liberty; judicial review in APAR confined to procedural lapses, not merit.

Result: OA dismissed. No order as to costs.

Table of Content
1. apar grading challenge and prior litigation history (Para 1)
2. procedural compliance in apar timelines and guidelines (Para 2 , 6 , 8 , 9 , 10)
3. res judicata from prior withdrawn oa (Para 4 , 5 , 11 , 16)
4. allegations of mala fide, forgery, and lack of warnings (Para 7 , 13)
5. file notings not challengeable as orders (Para 12)
6. oa dismissed on maintainability and res judicata (Para 15 , 17)

ORDER 

Hon’ble Dr.Chhabilendra Roul, Member (A):-

The applicant is aggrieved by the APAR for the period 01.01.2017 to 31.12.2017, whereby the reporting officer has given him a numerical grading of 3.3 and the same has been modified by the reviewing officer as 4, thereby, downgrading the applicant below the benchmark of 7. The said APAR was communicated to the applicant and he had submitted his representation. This representation has been rejected by the respondents by way of the impugned order dated 29.07.2019. Aggrieved by the same, the applicant has filed the present O.A. seeking the following relief(s):-

“(i) To direct the respondents to declare APAR of the applicant for period 01/01/2017-31/12/2017 as NO APAR or issue no certificate APAR (ii) To expunge the adverse remarks maliciously made by the reporting officer in APAR for period 01/01/2017-31/12/2017.

(iii) To set aside the assessment of the reporting officer and reviewing officer in APAR for period 01/01/2017-31/12/2017.

(iv) To set aside the report and decision of the competent authority dated 16/07/2019 and 29/07/2019 respectively.

(v) To call for the original records of the movement of the file of APAR for period 01/01/2017-31/12/2017 of the applicant

(vi) Any other relief which the Hon'ble Tribunal deem fit and proper may also the granted to the applicant”

2. Ms. Vertika Sharma, learned counsel for the applicant makes the following submissions in support of the claim of the applicant:-

i. The reporting officer has prepared the APAR with bias and mala fide. She submits that in the APAR itself the reporting officer has attached certain documents so as to substantiate the grading given by him. She submits that these documents are in fact either forged or manipulated by the officer himself. With respect to this allegation, she submits that the applicant has preferred an FIR No. 537/22 at Patna, which is still pending investigation at Police Station. To strengthen her case, she submits that the documents annexed along with the APAR are placed at page 24 of the O.A. and the copies of the originals at page 249 of the O.A. She adds that the documents placed by the reporting officer are, in fact, different/ incomplete and therefore reporting officer has manipulated the same by placing half of the documents. To cite some examples, she draws attention to page 60/61 of the O.A. wherein certain noting comparing the two, are reflected.

ii. The reporting officer has only assessed the work of the applicant between 09.04.2017-31.12.2017 while the APAR has been written by him for the entire calendar year. The reporting officer was obliged to specifically mention the period for which he has assessed the work and conduct of the applicant and in the absence of the same, the APAR cannot be accepted.

iii. In terms of the provisions placed at page 73 of the synopsis, she submits that the reporting officer has placed certain additional sheets with the APAR to substantiate the grading and marks given by him. She submits that the same is not permissible in terms of the Department of Posts LR NO. 33-12/91 Vig dated 31.10.1991 (P. 73).

iv. Relying on the DoPT guidelines placed at page 20, she submits that the reporting officer is required to record a descriptive pen picture on the overall qualities of the appraise and his/her performance within 100 words only, the reporting officer could not exceed the word limit. In the present case, the reporting officer has gone well beyond this limit and therefore, even for this reason the APAR needs to be interfered with and quashed.

v. She draws attention to

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