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CENTRAL ADMINISTRATIVE TRIBUNAL
Mohan Pyare, Member (A), Rajnish Kumar Rai, Member (J)
SANTOSH KUMAR GAUTAM – Appellant
Versus
The Union of India – Respondent
Original Application No. 1330 of 2013



Advocates:
For the Appellants/Petitioners: Shri Sunil
For the Respondents: Shri Amitabh Kumar Sinha

Procedural integrity in disciplinary proceedings upheld, with distinctions maintained between minor and major penalties under CCS (CCA) Rules.

Headnote:(A) Administrative Tribunals Act, 1985 - Section 19 - Disciplinary proceedings - Challenge against orders of punishment and penalty imposed - Charges of unauthorized exit and security protocol violation not proven for one charge while remaining charges upheld - Procedures properly followed - No violation of natural justice or procedural infirmity found. (Paras 2, 12, 20)

(B) Disciplinary proceedings - Standard of proof in departmental inquiries - Not governed by the same stringent rules of evidence as criminal trials, standard being preponderance of probabilities. (Paras 14, 19)

(C) Minor Penalties under CCS (CCA) Rules, 1965 - Rules on penalties not allowing cumulative effect of minor penalties - Imposition of cumulative effect deemed to shift to major penalties requiring proper procedure. (Paras 15, 18)

Facts of the case:
The applicant, employed in the Field Gun Factory, faced disciplinary action for alleged misconduct involving unauthorized exit and failure to comply with security checks. Subsequent inquiry proved some charges while others were not.

Findings of Court:
The Tribunal found no procedural irregularity in disciplinary proceedings, with established independent charges leading to the imposed penalty being legally sustainable.

Issues: The core issues revolved around the procedural adherence in disciplinary proceedings and the validity of charges related to unauthorized exit.

Ratio Decidendi: The Tribunal held that the inquiries were conducted according to legal standards, making the disciplinary proceedings valid, and affirmed that minor penalties cannot have cumulative effects beyond specified terms.

Result: The Original Application is dismissed.

Table of Content
1. discussion of charges and their substantiation in inquiry. (Para 2 , 5 , 6 , 12 , 13)
2. challenge to disciplinary proceedings under administrative tribunals act. (Para 3)
3. clarification on the application of minor and major penalties. (Para 15 , 17)
4. final ruling on the validity of disciplinary proceedings. (Para 19 , 20)

Order By Hon’ble Mr. Rajnish Kumar Rai, Member (Judicial)

The applicant has approached this Tribunal under Section 19 of the Administrative Tribunals Act, 1985 , challenging the disciplinary proceedings and the orders passed by the Disciplinary Authority dated 26.03.2012 as well as the Appellate Authority dated 11.07.2013. The applicant seeks the following reliefs:-

“8(i) To issue a writ, order or direction in the nature of Certiorary quashing the impugned order of punishment dated 26.3.2012 (Annexure A-1) and appellate order dated 11.7.2013 (Annexure A-2).

8(ii) To issue a writ order or direction in the nature of Mandamus directing the respondents to grant withheld amount of increment with all consequential benefits including interest thereon.

8(iii) To issue any other suitable writ, order or direction in the facts and circumstances of the case which this Hon'ble Tribunal may deem fit and proper.

8(iv) To award cost of the application.”

2. The brief facts of the case are that the applicant, while working on the post of Fitter Instrument (Highly Skilled) in the Field Gun Factory, now reconstituted as a unit of Advance Weapons & Equipment India Ltd., Kalpi Road, Kanpur– 208009, was served with a Memorandum of Charges dated 02.11.2010 alleging misconduct on 30.10.2010 during lunch hours. The allegations included unauthorized exit from the factory premises without undergoing security check, refusal to respond to queries raised by the Security Section, and breach of gate discipline, amounting to violation of Rule 3(1)(iii) of the CCS (Conduct) Rules, 1964. The applicant submitted his representation dated 12.11.2010 denying the allegations and requested the Disciplinary Authority to drop the proceedings. However, the Disciplinary Authority, vide order dated 28.11.2010, appointed an Inquiry Officer and Presenting Officer. The enquiry was conducted on multiple dates, and the Inquiry Officer submitted his report dated 09.12.2011, holding that Charge No. 1 was not proved, while Charges 2, 3, and 4 were held to be proved.

3. The learned counsel for the applicant submitted that, after receipt of the inquiry report, the Disciplinary Authority issued a disagreement note dated 01/02.2012 (Annexure A-8) regarding Charge No. 1. The applicant submitted his reply on 19.02.2012. In the meantime, vide letter dated 07.01.2012, the applicant had also made certain requests concerning the inquiry proceedings. Thereafter, the Disciplinary Authority passed the punishment order dated 26.03.2012, imposing the penalty of stoppage of increment (when next due) for a period of one year with cumulative effect. The applicant preferred an appeal before the Appellate Authority on 11.05.2012, which was rejected by order dated 11.07.2013. It is contended that Charge No. 1 was pivotal for establishing the subsequent Charges 2, 3, and 4. Once Charge No. 1 was held as not proved by the Inquiry Officer, the remaining charges, which arose from it, could not be sustained. The defence taken by the applicant in response to the disagreement note pointed out contradictions in the witnesses’ statements regarding whether the alleged incident took place at the level gate or the main gate. In view of these discrepancies, it is prayed that the OA be allowed and the orders dated 26.03.2012 and 11.07.2013 be quashed.

4. The learned counsel for the respondents, in their counter affidavit, submitted that the applicant was working as a Fitter Instrument and was posted in the Electrical Maintenance Section of the Field Gun Factory, Kanpur. It is mandatory to follow security procedures during entry and exit from both the Main Gate and the Labour Gate. The

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