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2024 MarsdenLR 2215

SUPREME COURT UNITED KINGDOM
SECRETARY OF STATE FOR BUSINESS AND TRADE (RESPONDENT) – Appellant
Versus
MERCER (APPELLANT) – Respondent
[]



Petitioner Advocates:Michael Ford KC,Stuart Brittenden,Alan Bogg ,Respondent Advocate: Daniel Stilitz KC,Hannah Slarks

The court concluded that Section 146 of TULRCA is incompatible with Article 11 of the European Convention on Human Rights as it fails to protect workers from detriments short of dismissal for participating in lawful strike action.

Headnote:(A) Trade Union and Labour Relations (Consolidation) Act 1992 - Section 146 - Protection against detriment for participation in lawful strike action - The court held that s 146 does not extend protection to detriment short of dismissal for workers engaged in lawful strike action, potentially breaching Article 11 of the European Convention on Human Rights. (Paras 6, 88, 121)

(B) Human Rights Act 1998 - Section 3 - Compatibility of legislation with Convention rights - The court found that a compliant interpretation of s 146 was not possible without impermissible judicial legislation, and a declaration of incompatibility was warranted. (Paras 90, 119)

Facts of the case:
The appellant, a support worker and union representative, was suspended for participating in lawful strike action. She claimed this was a detriment intended to prevent her from engaging in union activities. (Paras 2, 27)

Findings of Court:
The court concluded that the lack of protection in s 146 against sanctions short of dismissal for lawful industrial action is incompatible with Article 11. (Paras 90, 121)

Issues: The main issues were whether s 146 could be interpreted to provide protection against detriment short of dismissal for lawful strike participation and whether a declaration of incompatibility should be made. (Paras 6, 110)

Ratio Decidendi: The court ruled that s 146 does not provide adequate protection against detriments for lawful strike participation and that a compliant interpretation was not feasible under the Human Rights Act. (Paras 90, 121)

Result: Appeal allowed; a declaration of incompatibility was made regarding s 146. (Para 121)

JUDGMENT

LADY SIMLER (With Whom Lord Lloyd-Jones, Lord Hamblen, Lord Burrows And Lord Richards Agreed):

Introduction

[1] Employees who are dismissed for taking part in lawful strike action have some statutory remedies for unfair dismissal, but there is no express statutory (or other) protection in domestic law against action short of dismissal for employees, or indeed, workers who participate in lawful strike action. The question on this appeal is whether s 146 of the Trade Union and Labour Relations (Consolidation) Act 1992 ("TULRCA") can properly be interpreted as extending to provide such protection, and if not, what is the consequence?

[2] Fiona Mercer, the appellant, was, at all material times, employed as a support worker in the care sector by Alternative Futures Group Ltd ("AFG"), a care services provider. As a UNISON workplace representative, she was involved in planning and took part in lawful strike action at her workplace. She was suspended by her employer. During her suspension, she received normal pay, but received nothing for the overtime she would normally have worked. The effect, if not the purpose, of the suspension was also to remove her from the workplace while the industrial action was in progress. She complained to an Employment Tribunal that the decision to suspend her was taken for the sole or main purpose of preventing or deterring her from taking part in the activities of an independent trade union "at an appropriate time" or penalising her for having done so. Her claim was disputed as a matter of fact (her employer argued that the suspension was because she abandoned her shift without permission and spoke to the press without permission) and as a matter of law.

[3] As a matter of ordinary domestic construction, s 146 of TULRCA has been interpreted as not providing protection from detriment short of dismissal to workers engaged in lawful strike action. This is because the words "at an appropriate time" are defined to exclude working time (save where the employer has consented to the activities in question) so that they limit the protection available to activities which are outside working time and/or not inconsistent with the worker's performance of their primary duties to their employer. However, the appellant argues that the protection afforded by art 11 of the European Convention on Human Rights ("the Convention"), together with the strong interpretative obligation in s 3 of the Human Rights Act 1998 ("the HRA"), make it possible to construe s 146 compatibly with art 11 to offer extended protection to workers for detriment short of dismissal for participation in lawful strike action.

[4] This case has proceeded on assumed facts to determine the scope of s 146 as a preliminary question of law. It is assumed for these purposes that the decision to suspend the appellant was taken to deter her participation in lawful strike action. In the Employment Tribunal, Employment Judge, Franey, (who expressed well-founded reservations about whether it was appropriate to proceed in this way) held that, as a matter of domestic law, s 146 of TULRCA does not extend protection to participation in lawful strike action and could not be interpreted compatibly, even using the s 3 interpretative obligation. On appeal, the Secretary of State for Business and Trade (referred to below as "the Secretary of State") intervened to support the Employment Tribunal's decision. The decision was reversed by the Employment Appeal Tribunal: [2021] ICR 1598. Choudhury J (President) held that a compatible interpretation with art 11 was both necessary and possible by adding an additional limb to the definition of "appropriate time" in s 146(2), namely "(c) a time within working hours when he is taking part in industrial action".

[5] The Secretary of State (but not the employer) appealed. In the Court of Appeal, Ms Mercer recognised that the formulation of additional limb (c) went too far because it did not qualify the type of industrial action

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