United States Court of Appeals
                      For the First Circuit


No. 23-1290

               SECURITIES AND EXCHANGE COMMISSION,

                       Plaintiff, Appellee,

                                v.

               HAYDÉE YOLANDA SANCHEZ-DIAZ MONGE,

                   Relief Defendant, Appellant,

  LUIS JIMENEZ CARRILLO, AMAR BAHADOORSINGH, JUSTIN ROGER WALL,
                     and JAMIE SAMUEL WILSON,

                           Defendants,

     MARTHA Y. JIMENEZ TRUST and CHARLES A. CARRILLO TRUST,

                        Relief Defendants.


          APPEAL FROM THE UNITED STATES DISTRICT COURT
               FOR THE DISTRICT OF MASSACHUSETTS

          [Hon. William G. Young, U.S. District Judge]


                              Before

                  Kayatta, Howard, and Rikelman,
                          Circuit Judges.


     Brooks T. Westergard, with whom Jacob S. Frenkel and Dickinson
Wright PLLC were on brief, for appellant.

     Stephen Silverman, Appellate Counsel, with whom Megan
Barbero, General Counsel, Michael A. Conley, Solicitor, and Kerry
J. Dingle, Senior Appellate Counsel, were on brief, for appellee.
December 7, 20