COURT OF APPEALS FOR THE SECOND CIRCUIT
United States v. Calk
22-313
United States v. Calk
IN THE
United States Court of Appeals
For the Second Circuit
________
AUGUST TERM, 2022
ARGUED: MAY 17, 2023
DECIDED: NOVEMBER 28, 2023
No. 22-313
UNITED STATES OF AMERICA,
Appellee,
v.
STEPHEN M. CALK, AKA, SEALED DEFENDANT 1,
Defendant-Appellant.
________
Appeal from the United States District Court
for the Southern District of New York.
19-cr-366 – Schofield, District Judge.
________
Before: CALABRESI, LOHIER, NATHAN, Circuit Judges.
22-313
United States v. Calk
________
Defendant-Appellant Stephen Calk (“Calk”) appeals from his convictions
following a jury trial in the United States District Court for the Southern District
of New York (Schofield, J.). Calk was convicted under the financial institution
bribery statute, 18 U.S.C. § 215, for facilitating approval of certain loans in exchange for the loan applicant’s assistance in securing Calk’s appointment to a position in an incoming presidential administration. Calk was also convicted under18 U.S.C. § 371
of conspiracy to commit financial institution bribery in
violation of Section 215. On appeal, Calk argues that his conduct was not
“corrupt” within the meaning of Section 215(a) and that the loan applicant’s
“assistance” in securing Calk’s appointment to a position in that presidential
administration was not a “thing of value” within the meaning of Section 215(a).
Calk further challenges the jury instructions and the sufficiency of the evidence to
support his convictions. Separately, Calk argues that his convictions were secured
through reliance on testimony procured through an improper grand jury
subpoena. We find that Calk’s challenges are without merit. We therefore
AFFIRM his convictions.
PAUL M. MONTELEONI, Assistant United States Attorney (Alexandra
Rothman, Hagan Scotten, Thomas McKay, Assistant United States
Attorneys, on the brief), for Damian Williams, United States Attorney
for the Southern District of New York, New York, N.Y.
ALEXANDRA A.E. SHAPIRO (Daniel J. O’Neill, Avery D. Medjuck, Shapiro
Arato Bach LLP, New York, N.Y., Paul H. Schoeman, Darren A.
LaVerne, Kramer Levin Naftalis & Frankel LLP, New York, N.Y., on
the brief), for Defendant-Appellant.
2
22-313
United States v. Calk
CALABRESI, Circuit Judge:
This case asks us, as a matter of first impression, to interpret the scope of the
financial institution bribery statute, 18 U.S.C. § 215. A jury convicted Stephen Calk (“Calk”), Defendant-Appellant, of one count of financial institution bribery in violation of Section 215(a)(2) and one count of conspiracy to commit financial institution bribery in violation of18 U.S.C. § 371
. The United States District Court
for the Southern District of New York (Schofield, J.) sentenced Calk to a term of
366 days’ imprisonment, followed by two years’ supervised release, and imposed
a $1.25 million fine.
On appeal, Calk raises four challenges. First, Calk challenges (a) what
constitutes “corrupt” conduct under Section 215(a); (b) what constitutes a “thing
of value” under Section 215(a); and (c) how to determine the monetary value of a
“thin