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2 United States Court of Appeals 3 for the Second Circuit 4 5 August Term, 2021 6 7 (Argued: April 1, 2022 Decided: August 5, 2022) 8 9 Docket Nos. 20-4202(Lead), 21-56(Con) 10 _____________________________________ 11 12 TREVOR MURRAY, 13 Plaintiff-Appellee-Cross-Appellant, 14 15 v. 16 17 UBS SECURITIES, LLC, UBS AG, 18 Defendants-Appellants-Cross-Appellees. 19 _____________________________________ 20 Before: 21 22 PARK, MENASHI, and PÉREZ, Circuit Judges. 23 24 Plaintiff Trevor Murray claims that UBS Securities, LLC and UBS AG 25 (together “UBS”) fired him in retaliation for reporting alleged fraud on 26 shareholders to his supervisor. Murray sued UBS under the whistleblower 27 protection provision of the Sarbanes-Oxley