IN THE HIGH COURT OF DELHI
Prathiba M. Singh, J.
Nippon A&L Inc. - Appellant
Versus
Controller of Patents - Respondent
C.A.(COMM.IPD-PAT) 11 of 2022
Decided On : 05-07-2022
| Table of Content |
|---|
| 1. challenge to patent application rejection (Para 2 , 3 , 5 , 6) |
| 2. arguments on claim scope and amendments (Para 8 , 9 , 10 , 11 , 12) |
| 3. court's analysis on technical problem and solution (Para 19 , 20 , 21 , 22) |
| 4. amendments under section 59 of the act (Para 38 , 59) |
| 5. court's directive for examination of claims (Para 61 , 62) |
JUDGMENT
Prathiba M. Singh, J.
1. This pronouncement has been done through hybrid conferencing.
Background
2. The present appeal challenges the impugned order dated 15th March, 2021 passed under section 15 of the Patents Act, 1970 (hereinafter `Act'). Vide the impugned order, the Appellant's application for the grant of patent has been rejected by the Deputy Controller of Patents.
3. The Appellant/Applicant-Nippon A&L Inc. (hereinafter "Appellant") had filed a patent application in Japan bearing no. 2013153727 seeking patent protection for a "copolymer latex" product and process on 24th July, 2013. Thereafter, application bearing no. 201617003704 dated 2nd February, 2016 was filed as the Indian national phase entry of international application PCT/JP2014/069608. A request for examination of Appellant's application was filed on 15th March, 2017. The said application was examined and First Examination Report (FER) was issued on 22nd November, 2019. In the FER, objections relating to inventive step under Section 2(1) (ja) of the Act, non-patentability under Sections 3(d) & 3(e) of the Act were raised by the Patent Office. The Patent Office further raised an objection that the scope for which protection was sought was not clear from the wording of the claims.
4. A response to the FER dated 18th May, 2020 was submitted by the Appellant along with an amended set of claims. It was contended by the Appellant in its response that the invention in question cannot be conceived from the prior art. It was also argued that objections under Sections 3(d) and 3(e) of the Act were not attracted. The Respondent on 18th September, 2020 issued a hearing notice under section 14 of the Act. One of the objections taken in the hearing notice was that claims 1, 2, 4 and 6 were not properly drafted and the scope for which protection was sought was not clear. Therefore, the applicant was asked to redraft the claims. Objections under Sections 2(1)(j), 2(1)(ja), 3(d), 3(e) of the Act were also raised in the hearing notice.
5. The hearing took place on 11th January, 2021. In the hearing, Appellant's Agent appeared and detailed oral submissions were stated to have been made on the objections raised in the hearing notice. The Appellant also proposed amending the claims, which were previously defined in `product by process' format characterised by features of both the product and the process, to `process only' claims to render the claims clearer and more definite. On 24th January, 2021, Appellant's Agent filed written submissions encapsulating the oral arguments along with a fresh set of amended claims. The original set of claims and the final amended set of claims as filed on 24th January, 2021 are set out below:
| Claim No. | Claim as originally filed on 2nd February, 2016 | Claim as amended on 24th January, 2021 |
| Claim 1 | A copolymer latex being obtained by emulsion polymerization, wherein the copolymer comprises monomer components comprising: 15 to 60% by mass of (a) an aliphatic conjugated dienic monomer; 5 to 35% by mass of (b) an ethylenic unsaturated carboxylic acid monomer; 5 to 30% by mass of (c) a vinyl cyanide monomer; and 0 to 75% by mass of (d) a monomer copolymerizable therewith, and wherein the emulsion polymerization is carried out by not charging a whole amount of the (c) vinyl cyanide monomer until a reaching time when a polymer conversion rate of the reaction system has reached 1.0%, and charging 80% by mass or larger of the whole amount of the (c) vinyl cyanide monomer by a time point of 60% of time from the reaching time until a completing time when charging of a whole amount of the monomer components has | |
Amendments to patent claims are permissible to restrict claims as long as they remain within the scope of the original specification, supporting both clarity and legal compliance under Section 59.
Amendment of claims from ‘product by process’ claims to ‘process’ claims is permissible under Section 59(1) of the Patents Act, 1970, subject to certain conditions.
The decision highlights that patent amendment claims must fall within the initial disclosure's scope, and a lack of a reasoned decision violates the principles of natural justice in patent law.
The permissibility of amendments to patent claims prior to the grant and the broader permissibility for such amendments were established in the judgment.
Procedural irregularities in patent opposition must respect principles of natural justice, and amendments to patent claims cannot broaden their scope.
The main legal point established in the judgment is that amendments made to patent claims at the instance of the Controller, pursuant to the directions of the Controller, do not violate the principle....
The court allowed the amendment of claims at the appellate stage and found that the invention satisfied the criteria of inventive step.
The court has the authority to allow a change of name under Section 151 of the CPC.
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