SEBI (REGISTRARS TO AN ISSUE AND SHARE TRANSFER AGENTS) REGULATIONS, 1993

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Reg.1 Short title and commencement.--

Reg.2 Definitions.--

Reg.3 Application for grant of certificate 4[of initial registration].--

Reg.4 To furnish further information, clarification etc.--

Reg.5 Application to conform to the requirements.--

Reg.6 Consideration of application.--

Reg.6(a) 1[6A.Applicability of Securities and Exchange Board of India (Criteria for fit and proper person) Regulations, 2004.

Reg.7 Capital Adequacy Requirement.--

Reg.8 5[8. Grant of certificate of initial registration.--

Reg.8(a) 4[8A. Grant of certificate of permanent registration.--

Reg.9 6[OMITTED]

Reg.9(a) 2[9A. Conditions of registration.--

Reg.9(b) 9[OMITTED].

Reg.10 Procedure where registration is not granted.--

Reg.11 12[11. Effect of refusal to grant certificate of permanent registration.--

Reg.12 Payment of fees and the consequences of failure to pay fees.--

Reg.13 To abide by Code of Conduct

Reg.14 To maintain proper books of accounts and records, etc.

Reg.15 Maintenance of records

Reg.15(a) .

Reg.16 Board's right to inspect

Reg.17 Procedure for inspection

Reg.18 Obligations of registrar to an issue and share transfer agent on inspection by the Board

Reg.19 Submission of Report to the Board

Reg.20 1[Action on inspection or investigation report

Reg.21 Appointment of Auditor

Reg.22 2[Liability for action in Case of Default

Reg.23 Suspension, cancellation of certificate

Reg.24 Manner of order of suspension and cancellation of certificate

Reg.25 Manner of holding enquiry

Reg.26 Show-cause notice and order

Reg.27 Effect of suspension and cancellation of certificate granted to registrar to an issue or share transfer agent

Reg.28 Publication of order of suspension

Reg.29 Appeal to the Securities Appellate Tribunal

Sch.1 SCHEDULE I

Sch.2 SCHEDULE II

Sch.3 2[SCHEDULE III

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