Meghalaya HC Quashes BRO Engineer Rakesh Chopra's APAR Downgrade, Mandates Specific Reasons

In a significant ruling on the sanctity of performance appraisal systems, the Meghalaya High Court has set aside the downgraded Annual Performance Assessment Report (APAR) of a Border Road Organisation (BRO) engineer, holding that a Reviewing Officer cannot lower a subordinate's grading without recording specific, cogent reasons. Justice H.S. Thangkhiew directed the authorities to reconsider the APAR afresh, ensuring procedural fairness and compliance with Department of Personnel and Training (DoPT) guidelines.

Background: A Whistleblower's Ordeal

The petitioner, Shri Rakesh Chopra , a Superintending Engineer (Civil) with 31 years of service in the BRO, alleged that he faced institutional retaliation after filing a whistleblower complaint in March 2022 regarding alleged misappropriation by a senior official. Despite the Central Vigilance Commission issuing a protection order in October 2022, Chopra contended that the respondents—including the Director General of BRO and the Ministry of Defence—subjected him to a series of adverse administrative actions.

The immediate grievances pertained to two APAR cycles: the 2022-23 report , where the Reviewing Officer (Respondent No. 6) reduced the Reporting Officer’s grading of 7.0 to 5.9, and the 2023-24 report , which was declared “technically invalid” by the department. These actions, Chopra argued, rendered him ineligible for promotion and were part of a systematic vendetta. The court noted that the petitioner had previously succeeded in getting a chargesheet quashed in November 2025, further strengthening his claim of bias.

Arguments: Mandatory Safeguards vs. Administrative Discretion

Petitioner’s Submissions:

Chopra’s counsel, Mr. N.K. Gupta, contended that the downgrade violated multiple DoPT directives. He argued that under the DoPT Office Memorandum of 23 July 2009, a Reviewing Officer must provide specific reasons when disagreeing with the Reporting Officer. The Reviewing Officer’s mere comment of “over-assessed” without elaboration was legally insufficient, rendering the downgrade “non-est.” Additionally, the qualitative remarks in the “pen picture”—calling Chopra a “habitual offender” with “shaky loyalty”—stood in stark contrast to the numerical grade of 6 (very good) for work output, suggesting a predetermined outcome.

The petitioner also highlighted that the APAR timelines under the DoPT OM of 16 February 2009 are mandatory, and the Reviewing Officer’s failure to submit remarks by the 31 August deadline should result in forfeiture of his right to comment. Regarding the 2023-24 report, Chopra argued that the term “technically invalid” has no basis in the CCS Rules or the DoPT APAR brochure, which only recognize “Valid APAR,” “No Report Certificate,” or “Gap Certificate.” He asserted that he had submitted his self-appraisal on 24 June 2024 within the extended deadline due to general elections, and the Reporting Officer was obligated under Clause 5.1 to initiate the APAR even without a self-appraisal.

Respondents’ Defence:

Dr. N. Mozika, learned DSGI for the respondents, raised a preliminary objection on territorial jurisdiction, arguing that the cause of action arose in Delhi. However, the court dismissed this as an “afterthought,” noting that the objection was not raised in the first round of litigation and that service records affect an officer wherever posted.

On merits, the respondents maintained that APAR timelines are directory, not mandatory, and that delays do not invalidate the appraisal. They submitted that the petitioner himself delayed submitting his self-appraisal for 2022-23, despite reminders, and that for 2023-24, his submission was late and defective. The Reviewing Officer’s remark was justified as he found the Reporting Officer had “over-assessed.” The respondents also denied any mala fides, stating that the Reviewing Officer, being four levels senior, had no reason to target Chopra.

Legal Analysis: The Imperative of Reasoned Decisions

The court focused on the core principle underlying the APAR system: fairness and objectivity . It observed that the requirement for a Reviewing Officer to record reasons when differing from the Reporting Officer is “not an empty formality.” Quoting the DoPT OM of 23 July 2009, the judgment emphasized that the APAR process “cannot be permitted to become an instrument of penalty or adverse action.”

Justice Thangkhiew noted that the downgrade from 7.0 to 5.9 was substantial, yet the Reviewing Officer offered no specific justification. The materials on record disclosed no “cogent or specific reasons demonstrating the basis on which such substantial departure from the assessment of the Reporting Officer was made.” The court held that this lack of reasoning vitiated the entire process, especially when considered alongside the qualitative remarks that appeared punitive.

Regarding the 2023-24 APAR, the court found merit in the petitioner’s argument that the term “technically invalid” lacks statutory or administrative backing. It directed the respondents to reconsider the report by following the DoPT procedure, which mandates that the Reporting Officer must initiate the APAR if a self-appraisal is not received. The court declined to automatically reinstate the 7.0 grading but ordered a fresh evaluation by an officer unconnected with the impugned assessment.

Key Observations

The judgment underscored the need for transparency in performance evaluations:

“The requirement of recording reasons where the Reviewing Officer differs from the assessment of the Reporting Officer is not an empty formality. The APAR system is intended to provide a fair and objective assessment of the performance of a Government servant and cannot be permitted to become an instrument of penalty or adverse action.”

On the territorial jurisdiction objection, the court remarked:

“This Court therefore, will not attach much significance to this objection which appears to have been made as an afterthought. Moreover, the events leading to the present situation being continuous, whereby the service record affects him wherever he is stationed, jurisdiction in this particular case is not limited to a single location.”

Court's Decision

The Meghalaya High Court partially allowed the writ petition. It set aside the adverse remarks and the downgraded grading of 5.9 for the 2022-23 APAR, directing the respondents to reconsider the assessment “strictly in accordance with the applicable DoPT instructions and APAR guidelines, after taking into consideration the assessment of the Reporting Officer and by recording specific and cogent reasons for any departure therefrom.” The fresh consideration must be undertaken by an authority unconnected with the impugned assessment.

For the 2023-24 APAR, the court ordered the respondents to reconsider the petitioner’s case in accordance with the DoPT procedure, not to reject the report merely as “technically invalid” without identifying the specific provision authorizing such treatment. The respondents were also directed to consider whether a valid APAR, a No Report Certificate, or any other permissible course should be adopted.

The court directed that the entire exercise be completed within six weeks, after which the respondents must reconsider Chopra’s case for all consequential service benefits, including promotion, if otherwise due. The court clarified it had not expressed any opinion on the petitioner’s entitlement to promotion on merits.