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2023 Supreme(SC) 668

SUPREME COURT OF INDIA
K.M. JOSEPH, B.V. NAGARATHNA, ARAVIND KUMAR, JJ.
Amod Kumar Kanth – Appellant
Versus
Association of Victim of Uphaar Tragedy and Another – Respondents
Criminal Appeal No. 1359 of 2017
Decided On : 20-04-2023

Advocates appeared:
For the Appellant(s) : Mr. R. Basant, Sr. Adv. Ms. Liz Mathew, AOR Ms. Biji Rajesh, Adv. Mr. A.k. Singh, Adv. Ms. Mohini Priya, Adv. Mr. Akshay Sahay, Adv. Ms. Mallika Agarwal, Adv. Ms. Vasudha Jain, Adv. Mr. Mathai M Paikaday, Sr. Adv. Mr. Sudarshan Singh Rawat, Adv. Mr. Sajjan Singh Nahar, Adv. Mr. Sanjay Jain, AOR
For the Respondent(s): Mr. KTS Tulsi, Sr. Adv. Mr. Sukant Vikram, AOR Mr. Aditya Pratap Singh, Adv. Mrs. Pallavi Malhotra, Adv. Mr. Avish Bhati, Adv. Mr. Tushar Mehta, Solicitor General Mr. K. M. Nataraj, A.S.G. Mr. T A Khan, Adv. Mr. B K Satija, Adv. Ms. Swati Ghildiyal, Adv. Mr. Shantnu Sharma, Adv. Mr. Sharath Nambiar, Adv. Mr. Arvind Kumar Sharma, AOR Mr. Mukesh Kumar Maroria, AOR Mr. K.M.nataraj, A.S.G. Mr. Shreekant Neelappa Terdal, AOR Mr. Shailesh Madiyal, Adv. Mr. Veer Vikrant Singh, Adv. Mr. Indira Bhakar, Adv. Dr. N. Visakamurthy, Adv. Mr. KTS Tulsi, Sr. Adv. Mr. Sukant Vikram, AOR Mr. Aditya Pratap Singh, Adv. Mrs. Pallavi Malhotra, Adv. Mr. Avish Bhati, Adv.

IMPORTANT POINTS
(1) Sanction for prosecution of public servant – When Court considers question of cognizance being taken in absence of sanction and thereby Section 197 of Cr.P.C. being flouted it is not to be conflated and thereby confused with question as to whether an offence has been committed.
(2) Exercise of power cannot be divorced from context in which and the time at which power is exercised or if it is a case of an omission, when omission takes place.

Headnote:

(A) Criminal Procedure Code, 1973 – Section 319 – Sanction for prosecution of public servant – When Court considers question of cognizance being taken in absence of sanction and thereby Section 197 of Cr.P.C. being flouted it is not to be conflated and thereby confused with question as to whether an offence has been committed – Salutary purpose behind Section 197 of Cr.P.C. is protection being accorded to public servants – State functions through its officers – Functions of State may be sovereign or not sovereign – But each of functions performed by every public servant is intended to achieve public good – It may come with discretion – Exercise of power cannot be divorced from context in which and time at which power is exercised or if it is a case of omission, when omission takes place – An officer who acts in purported exercise of his official power is given protection under Section 197 of Cr.P.C. (Paras 21, 27, 28 and 29)

(B) Indian Penal Code, 1860 – Sections 304A, 337 and 338 read with Section 14 of Cinematograph Act, 1952 – Criminal Procedure Code, 1973 – Sections 319 and 482 – Uphaar Tragedy – Multiple deaths – Cognizance of offence – Appellant was a public servant – Number of seats were allowed to be increased – Appellant had nothing to do with that – Appellant directed removal additional seats in exercise of his official duties – Subtle and nuanced distinction between question as to whether offence has been committed and if an offence has been committed, whether sanction is required for prosecuting a public servant who is alleged to have committed the same, must not be lost sight of – In a case where act or omission is indisputably traceable to discharge of official duty by public servant, then for Court to not accept objection against cognizance being taken would clearly defeat salutary purpose which underlies Section 197 of Cr.P.C. – Magistrate erred in taking cognizance against appellant contrary to mandate of Section 197 of Cr.P.C. – On that short ground alone, appellant succeeds – Criminal proceedings quashed. (Paras 21, 30, 31 and 35)

Facts of the case:

By impugned order, High Court has dismissed petition filed by the appellant under Section 482 of Code of Criminal Procedure, 1973. Petition under Section 482 Cr.P.C. was filed against order passed by Additional Sessions Judge Metropolitan Magistrate rejecting the closure report filed by Central Bureau of Investigation which was filed against the appellant. Closure report filed by CBI was not accepted by Magistrate, who instead took cognizance on the protest petition filed by first respondent (Association of Victims of Uphaar Tragedy).

Findings of Court:

Though appellant’s final decision to take action as he did by proceedings dated 24.12.1979, stood in contrast with contents of his counter affidavit, it by itself may not obviate the need for sanction, even proceeding on the basis that appellant could be accused of offences which view found favour with Magistrate.

Result : Appeal allowed.

JUDGMENT :

1. By the impugned order, the High Court has dismissed the petition filed by the appellant under Section 482 of the Code of Criminal Procedure, 1973 (hereinafter referred to as ‘Cr.P.C.’ for brevity). The petition under Section 482 Cr.P.C. was filed against the order passed by the Additional Sessions Judge Metropolitan Magistrate rejecting the closure report filed by the Central Bureau of Investigation (hereinafter referred to as ‘CBI’ for short) which was filed against the appellant. The closure report filed by the CBI was not accepted by the Magistrate, who instead took cognizance on the protest petition filed by the first respondent before us (Association of Victims of Uphaar Tragedy). As noted by the learned Judge in the impugned judgment on 13.06.1997, 59 persons lost their lives and over 100 persons received serious injuries while viewing a film sitting in the balcony of Uphaar theater. The unfortunate and tragic incident led to a criminal prosecution against 16 accused. While the trial was ongoing, an application was filed under Section 319 Cr.P.C. against inter-alia the present appellant. It is not in dispute that no orders were immediately passed thereon. The trial against the 16 accused culminated in the judgment dated 23.11.2007. The learned Sessions Judge while disposing of Sessions Case No. 13/07 ordered the CBI to conduct a further investigation under Section 173(8) of the Cr.P.C. The learned Sessions Judge, no doubt, proceeded to find the accused who were arraigned in Sessions Case No. 13/2007 guilty of various charges. It is after so finding and awarding appropriate sentences as against them that further investigation was ordered vide the judgment dated 23.11.2007. The CBI after investigation filed a closure report on 05.03.2009. It is therein stated that no criminal act was found against any officer other than those who were chargesheeted earlier. The first respondent thereupon, filed protest petition dated 13.05.2009. As already noticed, rejecting the closure report but accepting the complaint in the protest petition the Magistrate issued summons against the appellant. Cognizance has been taken for offences under Section 304A, 337, 338 of the Indian Penal Code, 1860 and the provisions under Section 14 of the Cinematograph Act, 1952 read with the Rules. It is the order issuing summons that was the subject matter of the proceeding under Section 482 of the Cr.P.C. and which has finally culminated in the impugned order.

2. We have heard Shri R. Basant, learned senior counsel appearing for the appellant. We have also heard Shri K.M. Nataraj, learned Additional Solicitor General, who appears on behalf of the additional Respondent namely Delhi Police. Besides, we have also heard Smt. Aparajita, learned senior counsel appearing on behalf of the CBI. We further heard Shri K.T.S. Tulsi, learned senior counsel who appears on behalf of the first respondent.

3. Shri Basant, learned senior counsel for the appellant would essentially address three contentions before us. First and foremost, he would contend that the impugned order upholding the order of the Magistrate taking cognizance and issuing summons is afflicted with an incurable illegality. The illegality consists in both the Courts overlooking the mandatory command in Section 197 of the Cr.P.C. In other words, cognizance has been taken against the appellant for the offences comprehended within the ambit of Section 197 Cr.P.C. without seeking and obtaining sanction as is contemplated under Section 197. The Magistrate has proceeded to take cognizance in the teeth of the unambiguous bar against such cognizance. He would submit that on this short point the impugned order must perish.

4. He would elaborate and submit on the facts, as to what transpired as follows. Somewhere in the year 1976, a decision was taken by the Lieutenant Governor of Delhi to reduce the price of cinema tickets. Bearing in mind that this decision would cause a financial loss to the theater o


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