IN THE HIGH COURT AT CALCUTTA
HIRANMAY BHATTACHARYYA, J.
Raj Kumar Dey – Petitioner
Versus
The State Bank of India and Others – Respondents
WPA No. 20332 of 2017
Decided On : 19-05-2022
Sexual Harassment - Disciplinary Action - Sexual Harassment of Women at Workplace (Prevention, Prohibition and Redressal Act, 2013) - Section 2(n), 3(2), 4(1), 13(1), 13(2), 13(3), 13(4), 18 - The court discussed the provisions of the Sexual Harassment of Women at Workplace (Prevention, Prohibition and Redressal) Act, 2013 and its rules, emphasizing the inquiry process by the Internal Complaints Committee (ICC) as a full-fledged enquiry, the binding nature of ICC recommendations on the employer, and the right of appeal for aggrieved parties. The court also highlighted the obligation of the employer to act upon the ICC report and the need for disciplinary action to be conducted in accordance with the service rules applicable to the delinquent employee.
Fact of the Case:
The petitioner filed a writ petition seeking to set aside the order of compulsory retirement imposed by the disciplinary authority and the dismissal of the appeal by the appellate authority. The petitioner contended that the penalty was imposed without initiating disciplinary proceedings in accordance with the service regulations and that the ICC report did not follow the modified policy on sexual harassment. The respondents argued that the ICC report should be treated as findings in a disciplinary enquiry and that the petitioner failed to challenge the report or attend the hearing before the appellate authority.
Finding of the Court:
The court found that the inquiry by the ICC is a full-fledged enquiry, and the recommendations of the ICC report, if finalized, are binding upon the employer. It also noted the obligation of the employer to act upon the ICC report and the right of appeal for aggrieved parties. The court set aside the order of the appellate authority and granted the petitioner the opportunity to make a representation before the appellate authority, directing the appellate authority to take a fresh decision on such representation in accordance with the service rules governing the petitioner's service.
Issues: Validity of the penalty imposed without initiating disciplinary proceedings in accordance with the service regulations, treatment of the ICC report, and the dismissal of the appeal by the appellate authority without recording findings on the grounds of appeal.
Ratio Decidendi: The inquiry by the ICC is a full-fledged enquiry, and the recommendations of the ICC report, if finalized, are binding upon the employer. The employer is obligated to act upon the ICC report, and aggrieved parties have the right of appeal. The appellate authority should provide a reasoned decision and not dismiss the appeal by a non-speaking order.
Final Decision: The order of the appellate authority was set aside, and the petitioner was granted the opportunity to make a representation before the appellate authority, directing the appellate authority to take a fresh decision on such representation in accordance with the service rules governing the petitioner's service.
JUDGMENT :
HIRANMAY BHATTACHARYYA, J.
1. This writ petition has been filed for issuance of a writ of mandamus to set aside and quash the order dated August 4, 2016 passed by the disciplinary authority and the order dated November 18, 2016 passed by the appellate authority of the respondent no. 1 Bank.
2. A complaint was made by the respondent no. 2 on September 8, 2014 against the petitioner alleging sexual harassment made by the petitioner. The complaint was examined by the Internal Complaint Committee (for short “ICC”) who filed a report dated October 24, 2014. The petitioner filed a writ petition before this Hon’ble Court being WP 1021(W) of 2016. After taking note of the fact that the petitioner has responded to the notice pertaining to sexual harassment by his reply dated April 18, 2015, a coordinate bench of this court by an order dated February 2, 2016 passed in WP 1021(W) of 2016 directed the bank to conclude the matter by forwarding a reasoned decision to the petitioner before the adjourned date.
3. Pursuant to the said order another enquiry was conducted by the ICC which submitted its report on July 16, 2016. ICC in its report dated July 16, 2016 made a recommendation to the appropriate authority of the bank to take a decision on the findings contained in the said report. The disciplinary authority by an order dated August 4, 2016 imposed the penalty of compulsory retirement with superannuation benefits i.e., pension and/or provident fund and gratuity and without disqualification from future employment. The petitioner preferred an appeal before the appellate authority against the order of punishment passed by the disciplinary authority. The appellate authority by an order dated November 18, 2016 dismissed the appeal of the petitioner.
4. Being aggrieved, the petitioner filed the instant writ petition.
5. Mr. Chakraborty, learned advocate for the petitioner contended that the disciplinary authority inflicted the penalty of compulsory retirement upon the petitioner without initiating any disciplinary proceedings in terms of the service regulations governing the service of the petitioner. He, further, contended that the report of the ICC is a mere preliminary investigation report and no penalty can be imposed without initiating any disciplinary action in terms of the service rules. He contended that the findings of the ICC cannot be sustained in the eye of law as the ICC did not follow the modified policy of the respondent bank on Sexual Harassment of Woman at Workplace (Prevention, Prohibition and Redressal Act, 2013) (for short “the 2013 Act”) while undertaking the said enquiry. He further contended that the order passed by the disciplinary authority as well as the appellate authority are unreasoned and nonspeaking and as such the same are liable to be set aside and quashed by this court. He also contended that the modified policy on sexual harassment provides that after the report is submitted by the ICC, the disciplinary authority has to initiate disciplinary proceedings after issuing chargesheet and holding an enquiry by an Inquiry Officer as per the service rules.
6. Per contra, Mr. Dutt learned counsel appearing for the respondent no. 1 bank contended that the ICC report cannot be said to be a mere preliminary investigation report but the same shall be treated as findings in a disciplinary enquiry against the delinquent employee and the disciplinary authority shall act on such report accordingly. In support of such contention he placed reliance on a decision of the Hon’ble Supreme Court of India in the case of Medha Kotwal Lele and Others vs. U.O.I. and Others, AIR 2013 SC 93.
7. He further contended that in spite of being served with the notice of hearing the petitioner did not attend the hearing before the appellate authority and as such the appellate authority had no other alternative but to decide the appeal ex-parte. He contended that the petitioner did not challenge the ICC report by preferring an appeal as per the
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