IN THE HIGH COURT AT CALCUTTA
RAVI KRISHAN KAPUR, J.
Oyster Point Pharma Inc. – Appellant
Versus
The Controller Of Patents And Designs Anr. – Respondents
AID NO.10 of 2022
Decided on : 26-07-2023
PATENT - STEREOSPECIFIC SYNTHESIS OF (R)-5(E)-2-PYRROLIDIN-3-YLVINYL)PYRIMIDINE - SECTION 2(1)(JA), 3(D) - THE ASSISTANT CONTROLLER ERRED IN REJECTING THE PATENT APPLICATION WITHOUT CONSIDERING THE ENHANCED EFFICACY OF THE MONO CITRATE SALT OF (R)-5-((E)-2-PYRROLDING-3-YLVINYL)PYRIMIDINE.
Fact of the Case:
The appellant filed a patent application for a stereospecific synthesis of (R)-5(E)-2-pyrrolidin-3-ylvinyl)pyrimidine, its salt forms, and novel polymorphic forms of these salts. The application was rejected by the Assistant Controller of Patents and Designs under sections 2(1)(ja) and 3(d) of the Patents Act 1970.
Finding of the Court:
The court held that the Assistant Controller erred in rejecting the patent application without considering the enhanced efficacy of the mono citrate salt of (R)-5-((E)-2-pyrroliding-3-ylvinyl)pyrimidine. The court also held that the Assistant Controller erred in not issuing a Second Examination Report (SER) in compliance with section 13(3) of the Act.
Issues: 1. Whether the claimed invention lacked inventive steps over the cited prior art. 2. Whether the claimed invention was a new form of a known substance that resulted in the enhancement of the known efficacy of that substance. 3. Whether the Assistant Controller erred in not considering the additional documents filed by the appellant in support of the claimed invention. 4. Whether the Assistant Controller erred in not issuing a Second Examination Report (SER).
Ratio Decidendi: 1. The court held that the claimed invention was not obvious to a person skilled in the art in view of the prior art. The court noted that the prior art did not directly teach or suggest the claimed invention and that the appellant had distinguished the prior art from the claimed invention. 2. The court held that the claimed invention was a new form of a known substance that resulted in the enhancement of the known efficacy of that substance. The court noted that the appellant had provided data to show that the claimed compound possessed efficacy. 3. The court held that the Assistant Controller erred in not considering the additional documents filed by the appellant in support of the claimed invention. The court noted that the additional documents contained data to show that the claimed compound possessed efficacy. 4. The court held that the Assistant Controller erred in not issuing a Second Examination Report (SER). The court noted that the statutory mandate of section 13(3) must be followed regardless of the consequences and the ultimate result thereof.
Final Decision: The court allowed the appeal and remanded the matter to the respondent authorities to adjudicate the subject patent application afresh including the question of patentability, after giving an opportunity of hearing to the appellant.
JUDGMENT :
Ravi Krishan Kapur, J.:
1. This is an appeal under section 117A of the Patents Act 1970 challenging an order dated 16 September 2021 passed by the Assistant Controller of Patents and Designs rejecting Patent Application No. 1879/KOLNP/2011 dated 5 May, 2011 filed by the appellant.
2. Briefly, the appellant is a biopharmaceutical company focused on discovery, development and commercialization of first-in-class pharmaceutical therapies to treat ocular surface diseases. The present invention relates to a stereospecific synthesis of (R)-5(E)-2-pyrrolidin-3-ylvinyl)pyrimidine, its salt forms, and novel polymorphic forms of these salts. The present invention also includes methods for treating a wide variety of conditions and disorders, including pain, inflammation, and conditions associated with dysfunction of the central and autonomic nervous systems.
3. The appellant had filed an application with claims 1-35 and Form 13 making voluntary amendments to claims 1-9 on 31 October 2017 and 22 October 2018 respectively. Subsequently, a First Examination Report (FER) was issued on 10 July 2019. A detailed reply to the FER was duly submitted by the appellants on 11 February 2020 alongwith a revised set of claims. Thereafter, a hearing notice was issued on 6 July 2020. The appellant had also submitted detailed Written Submissions along with further revised claims 1-5 on 11 September 2020.
4. By the impugned order, the respondent no.2 rejected the application citing three prior art documents being D1, D2 and D3 respectively. The grounds for rejecting the patent application were under sections 2(1)(ja) and 3(d) of the Act.
5. It is contended by the appellant that, the prior art D1 describes a number of different compounds including galactarate salt of (R)-5-((E)-2-pyrroliding-3-ylvinyl)pyrimidine. However, the same does not encourage a skilled person to focus on the compounds claimed in the subject invention nor does it render an obvious teaching of the advantageous properties of the claimed invention. It is contended that, (R)-5-((E )-2-pyrroliding-3-ylvinyl)pyrimidine in its free base form is a viscous oil with limited water solubility and stability. In order to commercialise the compound, it is necessary to discover means of formulating the compound to increase its stability, solubility and ease of manufacture which also enables accurate formulation and reproducible dosing. In such circumstances, it is contended that the respondents have failed to understand that the disclosure in the PCT specification demonstrates that the mono-citrate salt could be obtained in stable, free-flowing solid forms both amorphous and crystalline, not sensitive to moisture or temperature, nor is it hygroscopic and the same does not deliquesce upon stability testing. This conclusion could not have been arrived at without additional experiments being conducted by a person skilled in the art. Hence, obtaining a particular salt is not a routine process and the mere application of acids of D2 and D3 does not result in obtaining a pharmaceutically acceptable salt. In any event, there has been no discussion in the order as to how the subject patent application lacked inventive steps.
6. It is also contended that the respondents failed to consider the enhanced efficacy of mono citrate salt of (R)-5-((E)-2-pyrroliding-3-ylvinyl)pyrimidine which is evident from the amended set of claims 1-5 filed by the appellant post hearing and also from Appendix C. The amended set of claims conclusively prove the enhanced efficacy of the salt compound. It is also contended that respondent erred in not considering the additional experimental data supporting the claimed invention filed with the Written Submissions. In support of their contention, the appellant relies on Novartis AG vs Union of India (2013) 6 SCC 1 to contend that experimental data showing efficacy of a drug or a compound may be filed during the course of prosecution and the same should be considered.
7. On behalf of
A new form of a known substance can only be considered patentable provided the same demonstrates enhanced efficacy.
A claimed patent must demonstrate novelty and an inventive step, which cannot be established by mere derivations that lack enhanced efficacy.
The court established that adherence to statutory procedures in patent examination is crucial for ensuring fair assessment of novelty and inventive steps.
Enhanced bioavailability must be substantiated with data demonstrating enhanced therapeutic efficacy to meet patentability criteria under Section 3(d) of the Patents Act.
A reasoned decision is required while rejecting patent applications, considering the existing knowledge, inventive step, and how the subject invention would be obvious to a person skilled in the art.
The court allowed the amendment of claims at the appellate stage and found that the invention satisfied the criteria of inventive step.
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