IN THE HIGH COURT OF DELHI AT NEW DELHI
Prathiba M. Singh, J.
Ovid Therapeutics, Inc. - Appellant
Versus
Assistant Controller of Patents And Designs - Respondent
C.A.(COMM.IPD-PAT) 28 of 2023
Decided On : 09-02-2024
Patents Act - Refusal of Patent Application - Section 15, Section 3(d), Section 3(e), Section 10(4), Section 10(5), Section 59 - The court dismissed the appeal challenging the refusal of the patent application under Section 15 of the Patents Act, 1970. The amended claims were found to be broader than the originally filed claims and lacked support in the complete specification. The court also found that the claimed composition did not demonstrate significant enhancement of therapeutic efficacy, rendering it non-patentable under Section 3(d) of the Act.
Fact of the Case:
The appellant's patent application for a pharmaceutical composition was refused under Section 15 of the Patents Act, 1970, based on objections related to lack of novelty, lack of inventive step, insufficiency of disclosure, and broadening of the scope of claims.
Finding of the Court:
The court found that the amended claims were broader than the originally filed claims and lacked support in the complete specification. Additionally, the claimed composition did not demonstrate significant enhancement of therapeutic efficacy, rendering it non-patentable under Section 3(d) of the Act.
Issues: The issues included the scope of the amended claims, support in the complete specification, and the demonstration of significant enhancement of therapeutic efficacy for the claimed composition.
Ratio Decidendi: The court held that the amended claims were broader than the originally filed claims and lacked support in the complete specification. Additionally, the claimed composition did not demonstrate significant enhancement of therapeutic efficacy, rendering it non-patentable under Section 3(d) of the Act.
Final Decision: The appeal was dismissed, and the patent application was found to be non-patentable under Section 3(d) of the Patents Act, 1970.
JUDGMENT
Prathiba M. Singh, J.
Brief Facts
1. This is an appeal under Section 117A of the Patents Act, 1970 (hereinafter `the Act') challenging order dated 31st August, 2021, issued by the ld. Assistant Controller of Patents and Designs (hereinafter `Controller'). By the impugned order, the Appellant's patent application bearing number 201717000025 titled `Methods of Increasing Tonic Inhibition and Treating Secondary Insomnia' (hereinafter `subject patent') has been refused under Section 15 of the Act. The Bibliographic details of the subject patent application are set out below:
| APPLICATION NUMBER | 201717000025 |
| APPLICATION TYPE | PCT NATIONAL PHASE APPLICATION |
| DATE OF FILING | 02/01/2017 |
| APPLICANT NAME | OVID THERAPEUTICS INC. |
| TITLE OF INVENTION | METHODS OF INCREASING TONIC INHIBITION AND TREATING SECONDARY INSOMNIA |
| FIELD OF INVENTION | PHARMACEUTICALS |
| ADDITIONAL-EMAIL (As Per Record) | knk@kankrishme.com |
| PCT INTERNATIONAL APPLICATION NUMBER | PCT/US2015/034018 |
| PCT INTERNATIONAL FILING DATE | 03/06/2015 |
| PRIORITY DATE | 06/06/2014 |
| REQUEST FOR EXAMINATION DATE | 18/05/2018 |
| PUBLICATION DATE (U/S 11A) | 07/04/2017 |
| REPLY TO FER DATE | 13/02/2020 |
2. The Appellant filed the present application as a National Phase Application, before the Indian Patent Office on 2nd January, 2017. The said application arose out of the PCT application dated 3rd June 2015, bearing number PCT/US2015/034018. The said application claimed priority from a US Patent Application, with a priority date of 6th June, 2014.
3. The Appellant filed the request for examination of the subject patent application on 18th May, 2018. In response to the request for examination, a First Examination Report (FER) with a statement of objections was issued on 16th August, 2019 by the Controller. The objections raised were of lack of novelty, lack of inventive step and non- patentability under Section 3 (i) and Section 3 (e) of the Act. As per the FER, Claims 1-28 of the subject patent application were directed towards a method of treatment and fell within the scope of non-patentability under Section 3(i) of the Act. Further, it was stated that the claimed composition as per Claims 1, 4-8 and 18-28 were obtained by a mere admixture resulting only in an aggregation of the properties of the components without any synergistic effect, thereby attracting the objection under Section 3(e) of the Act. In addition, the ground of insufficiency of disclosure and definitiveness in the Claims, in violation of the requirements under Sections 10(4)(c) & 10(5) of the Act, were also raised by the Controller in the FER.
4. To substantiate the objection of lack of novelty the Controller relied on the prior art document being D1 which discloses the effect of Gaboxadol in a model of Angelman syndrome, anticipating Claims 1-28 of the subject patent application. For the purpose of lack of inventive step, prior arts D2- D5 were cited by the Controller. The details of the said prior art documents cited by the Controller are as under:
(i) D1-Decreased Tonic Inhibition in Cerebellar Granule Cells Causes Motor Dysfunction in a Mouse Model of Angelman Syndrome by K. Egawa et. al. with publication date 5th December, 2012;
(ii) D2- JP2012501301 A, titled `Pharmaceutical composition comprising gaboxadol and PAT1 inhibitor or OAT inhibitor', with publication date 19th January, 2012;
(iii) D3-US2005/0137222 A1, titled `Treatment of Insomnia in Humans' with publication date 23rd June, 2005;
(iv) D4-WO2009/056146, titled `Pharmaceutical Composition Comprising Gaboxadol and an Inhibitor of PATL or Oat' with publication date 7th May, 2009;
(v) D5- US2011/0046090 A1 titled `Modulation of Neurogenesis with Gaba Agents and Gaba Analogs' with publication date 24th February, 2011.
5. A response dated 13th February, 2020 was filed to the said FER by which the Appellant amended the Claims of the subject patent to Claims 1- 20, and limited the present invention to `a composition'. It is the stand of the Appellant that by the said amendments the Appellant had clarified th
The main legal point established in the judgment is that an amended patent claim must not broaden the scope beyond the originally filed claims and must demonstrate significant enhancement of therapeu....
The refusal of a patent application for a therapeutic drug composition based on the grounds of it being a method of treatment is erroneous; claims must be recognized as product claims, distinguishing....
The court allowed the amendment of claims at the appellate stage and found that the invention satisfied the criteria of inventive step.
Enhanced bioavailability must be substantiated with data demonstrating enhanced therapeutic efficacy to meet patentability criteria under Section 3(d) of the Patents Act.
The enhancement of known efficacy under Section 3(d) can include improvements in characteristics such as thermostability, and Section 3(e) requires that composition claims demonstrate properties beyo....
A claimed patent must demonstrate novelty and an inventive step, which cannot be established by mere derivations that lack enhanced efficacy.
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