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2026 Supreme(Gau) 725

THE GAUHATI HIGH COURT (HIGH COURT OF ASSAM, NAGALAND, MIZORAM AND ARUNACHAL PRADESH)
MICHAEL ZOTHANKHUMA, KAUSHIK GOSWAMI, JJ.
Bijay Das, S/o Dhiren Das - Appellant
Versus
The State Of Assam Rep. By The P.P. And Anr. - Respondents
CRL.A(J)/68 of 2023
Decided On : 31-03-2026

Advocates Appeared:
For the Appellant : Mr. D Bhattacharya, Ms. S Sarma Hazarika, Legal Aid Counsel.
For the Respondent: Mr. R R Kaushik, App, Assam, Ms. R B Bora, Legal Aid Counsel

Conviction for penetrative sexual assault requires proof of actual penetration as defined by statute. Absent such evidence, where trial testimony confirms acts toward the commission of such offence, the court may alter charges to an attempt under the relevant penal provisions, provided no prejudice is caused to the accused.

Headnote:(A) Protection of Children from Sexual Offences Act, 2012 - Sections 3, 4, 7, 8 and 18 - Indian Penal Code, 1860 - Sections 342 and 448 - Criminal Procedure Code, 1973 - Sections 164, 216 and 217 - Penatrative sexual assault - Essential ingredients - Distinction between completed act and attempt - Evidentiary value of statement recorded before magistrate - Alteration of charge - In the absence of substantive evidence proving penetration as defined under Section 3 of the Act, a conviction under Section 4 cannot be sustained - Statements recorded under Section 164 CrPC serve only for corroboration or contradiction and do not constitute substantive evidence - Appellate court can alter charges to an attempt under Section 18 of the Act if the evidence supports the commission of acts towards the offence and no prejudice is caused to the accused. (Paras 11, 13, 14, 21, 22, 23)

Facts of the case:
The appellant was convicted by the trial court under specific sections of the Indian Penal Code and the protection of children legislation for house trespass, wrongful confinement, and penetrative sexual assault. The appellant challenged the conviction on the ground that the evidence failed to establish any penetration, arguing that at most, an attempt occurred. The defense disputed the severity of the act and the consistency of the evidence regarding the physical findings.

Findings of Court:
The court determined that the trial court erred in concluding that penetrative sexual assault had occurred, as the victim's testimony and medical evidence did not establish penetration. The court noted that a statement recorded under Section 164 CrPC cannot replace substantive testimony during the trial. Consequently, the charge for the completed offense was legally unsustainable.

Issues: Whether the prosecution successfully proved the element of penetration required for the conviction under the Act, and whether the appellate court was empowered to modify the conviction to an attempt under section 18 of the Act, given the evidence presented.

Ratio Decidendi: Where the definition of penetrative sexual assault is not satisfied due to lack of evidence for penetration, the conviction cannot be maintained under the substantive provision. However, where the evidence clearly establishes acts done with sexual intent towards the commission of such an offence, the appellate court, in the interest of justice and without causing prejudice to the accused, may alter the charge to an attempt to commit the offence under the relevant statutory provision.

Result: Appeal allowed in part; conviction and sentence modified from the substantive offence to the attempt to commit the offence.

Table of Content
1. summary of procedural history and trial court findings on pocso offenses. (Para 2 , 8 , 9 , 10)
2. parties' contentions regarding the sufficiency of evidence for penetrative assault. (Para 3 , 4 , 5 , 6)
3. interpretation of penetrative sexual assault definition under pocso act section 3. (Para 11 , 12 , 13 , 14)
4. assessment of witness testimony and medical evidence regarding the incident. (Para 15 , 16 , 17)
5. adjudication on altering charges to include attempt to commit an offense. (Para 18 , 19 , 20 , 21 , 22 , 23 , 24)
6. final determination of guilt and modification of sentencing under the pocso act. (Para 25 , 26 , 27)

ORDER :

M. Zothankhuma, J.

Heard Mr. D Bhattacharya, learned Legal Aid counsel for the appellant. Also heard Mr. R R Kaushik, learned Additional Public Prosecutor, Assam for the State as well as Ms. R B Bora, learned Legal Aid counsel for the respondent No. 2.

2. The appellant has put to challenge the impugned judgment and order dated 04.02.2023 passed by the learned Special Judge, Goalpara in Special (P) Case No. 42/2021, by which the appellant has been convicted under Sections 448/342 IPC and under Section 4 of the POCSO Act. The appellant has thereafter been sentenced to undergo rigorous imprisonment for 20 (twenty) years with a fine of Rs. 20,000/- (Twenty Thousand) only, in default to undergo simple imprisonment for 4 (four) months under Section 4 of the POCSO Act. The appellant has also been sentenced to undergo rigorous imprisonment for 2 (two) months each under both the Sections 448/342 IPC. The sentences are to run concurrently.

3. The appellant’s counsel submits that there is no evidence adduced by the prosecution witnesses to prove that the appellant’s private parts had penetrated the private parts of the victim. As such, Section 4 of the POCSO Act was not attracted. He also submits that in view of the testimony of the victim (PW-3), who stated that there was pain in her vagina and due to the sexual assault apparently made by the appellant on the victim girl, the appellant could at best have been convicted only under Section 7 of the POCSO Act and punished under Section 8 of the POCSO Act.

4. The learned counsel for the appellant further submits that though the learned Trial Court had also framed charge under Section 427 IPC along with Sections 448/342/376 IPC read with Section 4 of the POCSO Act, there was contradictory evidence given by the mother of the victim (PW-2) and the victim (PW-3), regarding the house of the victim’s mother being damaged due to a fire. As such, it was not safe to rely only upon the evidence of the victim, to convict the appellant under Section 4 of the POCSO Act. He further submits that the age of the victim as 13 year old minor is disputed by the appellant.

5. Mr. R R Kaushik, learned APP, submits that in view of the evidence of the victim which is to the effect that the appellant had attempted to rape her, coupled with the pain she felt on her vagina and the Doctor’s (PW-6) evidence to the effect that the victim’s hymen was torn, proved that the appellant had raped the victim. He accordingly submits that the impugned judgment and order should not be interfered with.

6. Ms. R B Bora, learned Legal Aid counsel for the respondent No. 2 adopts the submissions made by the learned Additional Public Prosecutor.

7. We have heard the learned counsels for the parties and perused the materials available on record.

8. The prosecution case in brief is that an FIR dated 07.04.2021 was submitted by the mother of the victim (PW-2) to the Officer-in-Charge of Matia Police Station, stating that at around 11:30 PM on 06.04.2021, the appellant trespassed into her house with the intention to kill her with a Dao. He demolished her dwelling house and took away household articles. He also took away her 12 year 5 month old daughter to his house and raped her. Pursuant to the FIR, Matia Police Station Case No. 76/2021 under Sections 427/379/366A/376 IPC read with Section 4 of the POCS

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