IN THE HIGH COURT OF KERALA AT ERNAKULAM
ALEXANDER THOMAS, C. JAYACHANDRAN, JJ.
State Of Kerala, Represented By The Principal Secretary, Public Works Department and Ors. – Petitioners
Versus
Jalaja O., W/o. Suresh Babu V. – Respondent
OP(KAT) NO.276 Of 2023
Decided On : 05-07-2023
Constitution of India, 1950 - Articles 226 and 227 - Kerala Civil Services (Classification, Control and Appeal) Rules, 1960 - Rule 15(12)(i)(a) - Imposition of major penalty - Declaration of probation - Petition is directed against impugned Ext.P4 final order whereby it has been ordered that impugned Annexure-A12 penalty order imposing penalty of bar of increment with cumulative effect for two years, will stand set aside and that applicant shall be entitled to all consequential benefits – No mention is made by disciplinary authority in Annexure-A8 show-cause notice as to why it is found that there are good and valid reasons to differ from factual findings made by Enquiry Officer - Para 11.
Finding of the Court: As per Annexure-A1 memo of charges, as early and enquiry report, as per Annexure- A7 report, was submitted in 2018 and that, since declaration of probation of applicant in post of Assistant Executive Engineer was inordinately delayed, citing pendency of disciplinary proceedings, original applicant was constrained to approach Tribunal on a previous occasion by filing O.A. which was disposed of as per Annexure-A11 verdict directing competent authority to consider and pass orders on representation of original applicant as per Annexure-A10 - Quashment of impugned Annexure- A12 penalty order issued by 1st respondent in Original Application will stand upheld - However, decision of Tribunal, to extent that matter has not been remitted to disciplinary authority, will stand set aside.
Result: Petition disposed of.
JUDGMENT :
1. The afore-captioned Original Petition instituted under Articles 226 and 227 of the Constitution of India is directed against the impugned Ext.P4 final order rendered by the Kerala Administrative Tribunal, Thiruvananthapuram on 9.12.2022 in O.A.No.1959/2021, whereby it has been ordered that the impugned Annexure-A12 penalty order dated 03.09.2021 imposing penalty of bar of the increment with cumulative effect for two years, will stand set aside and that the applicant shall be entitled to all consequential benefits including declaration of probation without any further delay etc.
2. The petitioners herein are the respondents in the Original Application. The sole respondent herein is the sole applicant in the Original Application.
3. Heard Sri.B.Unnikrishna Kaimal, learned Senior Government Pleader appearing for the petitioners in the Original Petition and Smt.Rekha Vasudevan, learned counsel appearing for the sole respondent herein.
4. The above Original Petition has arisen out of the final order rendered on 9.12.2022 in Ext.P1 O.A.No.1959/2021, filed by the respondent herein before the Tribunal. The prayers in Ext.P1 O.A.No.1959/2021 are as follows
b. Declare that the disciplinary proceedings initiated against the applicant be dropped in view of the Annexure-A7 Enquiry Report and that the applicant be granted her due promotion to the post of Executive Engineer.
c. Direct the 1st respondent to drop the disciplinary proceedings initiated against the applicant in view of the Annexure A7 Enquiry Report and to declare the probation of the applicant in the post of Assistant Executive Engineer and to consider her for promotion to the post of Executive Engineer, from the date on which she became eligible for the same.
d. To grant such other reliefs as may be prayed for and the court may deem fit to grant, and
e. Grant the cost of this Original Application.”
5. The essential grievance of the petitioners is against the imposition of major penalty of bar of the increment with cumulative effect for a period of two years, as ordered in terms of Annexure-A12 penalty order dated 03.09.2021 issued by the competent authority of the State Government in the Public Works Department.
6. We have heard both sides in extenso and have considered the rival pleadings and materials on record.
7. After hearing both sides, we are of the view that though the Tribunal cannot be faulted, for having set aside the impugned Annexure-A12 penalty order, on account of the grave procedural impropriety committed by the disciplinary authority concerned, the Tribunal has gone wrong in not remanding the matter to the competent disciplinary authority for action afresh from the stage of issuance of show cause notice, etc. The reasons for arriving at the above said conclusions will be stated hereinafter.
8. A brief reference to the core facts of the case would be highly pertinent. The sole respondent herein ('applicant' for short), while holding the post of Assistant Executive Engineer in the Public Works Department of the State Government, was served with Annexure-A1 Memo of Charges dated 24.10.2016 issued by the competent authority of the State Government in the Public Works Department. The disciplinary enquiry for major penalty proceedings was completed and the Enquiry Officer had submitted Annexure-A7 enquiry report to the disciplinary authority. A reading of Annexure-A7 enquiry report would indicate that, it was found that the first charge against the applicant may be dropped based on the written statement of the applicant/delinquent officer. Further, it has been opined by the Enquiry Officer in Annexure-A7 that, as against charges II to VII of Annexure-A1 Memo of Charges, the defence statement of the applicant may be accepted and the allegations may be dropped and as against charge No.VIII, the Enquiry Officer held that the findings of the Vigilanc
It is well settled, by a series of rulings of Apex Court and various High Courts including Court, that in a case where disciplinary authority and enquiry authority are two different functionaries, th....
The court emphasized the necessity for strict adherence to disciplinary procedure as mandated by statutory provisions, establishing that non-compliance renders disciplinary actions invalid.
The court emphasized that a disciplinary order must provide clear reasoning; failing this, the order is unsustainable and violates principles of natural justice.
Non-compliance with statutory provisions renders show cause notice and punishment order unsustainable in law.
The delay in conducting disciplinary proceedings after the retirement of the employee violates the principles of natural justice and fairness. Rule 28(b)(i)(14) of the KS & SSR allows notional promot....
In disciplinary proceedings, the authority imposing penalties must adhere to procedural fairness, including providing reasons for differing from an inquiry officer's findings and allowing the employe....
Point of Law- The word “consider”, is of great significance. Its dictionary meaning of the same is, “to think over”, “to regard as”, or “deem to be”. Hence, there is a clear connotation to the effect....
The disciplinary authority must provide reasons for disagreement with the inquiry report, record its own findings on the charges, and provide the government servant with an opportunity to file a writ....
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