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2025 Supreme(All) 2428

IN THE HIGH COURT OF ALLAHABAD 
J.J. Munir, J
Jagmohan – Appellant 
Versus
State Of U.P And 2 Others – Respondent 
WRIT - A No. - 11524 of 2024 
Decided on : 03-03-2025

Advocates:
Advocate Appeared:
For the Appellant : Arvind Kumar, Bansh Narayan Vishwakarma, Sharda Vishwakarma
For the Respondent: C.S.C.

A valid departmental inquiry requires adherence to procedural safeguards, including the establishment proving charges through evidence, or it is deemed invalid.

Headnote:(A) Uttar Pradesh Government Servants (Discipline and Appeal) Rules, 1999 - Rule 7 - Departmental inquiry - Inquiry officer must adhere to procedural requirements, including fixing date, time, and place for inquiry, and ensuring production of evidence by the establishment - Failure to do so renders inquiry invalid. (Paras 2, 24, 30, 36)

(B) Natural Justice - The principles of natural justice require that a charge-sheeted employee be provided with an opportunity to cross-examine witnesses and present their defense - Any deviation from this procedure vitiates the inquiry. (Paras 10, 26, 34)

Facts of the case:
The petitioner, a Lekhpal, faced disciplinary proceedings due to alleged misconduct related to wrongful mutations. The inquiry was conducted without adhering to necessary procedural safeguards, leading to dismissal and subsequent appeals.

Findings of Court:
The inquiry conducted against the petitioner was flawed as it did not follow the mandated procedures, resulting in the quashing of the punishment orders.

Issues: The main issues included whether the inquiry followed proper procedures as required by law and the implications of the petitioner's retirement on the inquiry process.

Ratio Decidendi: The court emphasized that a valid inquiry must include the establishment proving charges through evidence, and failure to do so invalidates any punitive action.

Result: The orders of punishment were quashed, allowing for a potential fresh inquiry.

Table of Content
1. disciplinary proceedings must follow valid procedures. (Para 1 , 2)
2. administrative authorities often violate procedural norms. (Para 3 , 10 , 11)
3. the petitioner denies charges and claims good faith. (Para 4 , 5 , 6 , 7 , 8 , 9)
4. inquiry procedures must adhere to established rules. (Para 12 , 13 , 14)
5. failure to provide a fair hearing invalidates the inquiry. (Para 15 , 16 , 17)
6. retirement impacts the nature of disciplinary proceedings. (Para 18 , 19 , 20)
7. court reviews procedural compliance and case merits. (Para 21 , 22 , 23)
8. procedural lapses undermine the validity of disciplinary actions. (Para 24 , 25 , 26 , 27 , 28 , 29 , 30 , 31 , 32 , 33 , 34)
9. court quashes flawed disciplinary orders and mandates compliance. (Para 35 , 36)
10. no costs awarded, and compliance with law is emphasized. (Para 37 , 38)

1. This writ petition is directed against the order of the Sub- Divisional Officer, Koraon, District Prayagraj dated 16.04.2024, punishing the petitioner, a Lekhpal, after holding disciplinary proceedings and the further order of the Sub-Divisional Officer, Koraon, Prayagraj dated 30.04.2024, modifying the last mentioned order. By the order dated 16.04.2024, disciplinary proceedings initiated against the petitioner were concluded, punishing the petitioner by reducing him to his basic pay. In addition, it was directed that the petitioner would not be entitled to any emoluments during the period that he remained out of service on account of dismissal from service earlier ordered and since set aside by the State Public Services Tribunal (for short, 'the Tribunal') with liberty to hold a fresh inquiry. The modification of the order dated 16.04.2024 came, because pending proceedings the employee has superannuated.

2. The facts, giving rise to this petition, make a sordid reading and convinces this Court that come what may, the Disciplinary Authorities in various departments of the Government, who are Administrative Officers, cannot appreciate the essentials of valid procedure to hold a departmental inquiry on a charge against an employee, which may lead to the imposition of a major penalty. They would not understand what Rule 7 of the Uttar Pradesh Government Servants (Discipline and Appeal) Rules, 1999 (for short, 'the Rules of 1999') requires of the establishment in proving charges against a delinquent/ charge-sheeted employee, facing charges, that may lead to the imposition of a major penalty. This we say because the law in this regard has been laid down authoritatively across more than two decades, which holds that in all major penalty matters charges have to be proved by production of evidence in the first instance by the employer, which would include both oral and documentary evidence. The Inquiry Officer cannot return findings by merely reading the charge-sheet and the charge-sheeted employee's reply. Documentary evidence has to be led by the establishment, together with the production of witnesses to prove the charges in the first instance. It is not that the charge-sheeted employee is to be presumed guilty of the charges and after perusing his reply, which is not found satisfactory, sans evidence by the establishment, held guilty. The guilt can be proved upon following the procedure of holding an inquiry, consistent with Rule 7 of the Rules of 1999, where the Inquiry Officer sits as a Tribunal and the establishment bear the burden of proving the charges in the first instance by producing documentary evidence and witnesses with opportunity to the charge-sheeted employee to cross-examine such witnesses. That is the salutary procedure for any valid inquiry to be held in a major penalty matter.

3. We would presently refer to authority on the point. Howsoever high and consistent authority may there be, excluding any other possible course of action, experience dictates that Administrative Authorities, acting as Disciplinary Authorities, would not give up the practice of presuming a charge-sheeted em

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