1. Conviction under Section 3(1) of the U.P. Gangsters Act resulting in disqualification under Section 8 of the Representation of the People Act — Appeal for stay of conviction. (Para 2 )
2023 Supreme(SC) 1222
SUPREME COURT OF INDIA
SURYA KANT, DIPANKAR DATTA, UJJAL BHUYAN, JJ.
Afjal Ansari – Appellant
Versus
State of U.P. – Respondent
Criminal Appeal No. 3838 of 2023, Special Leave to Appeal (Crl.) No. 11129 of 2023
Decided On : 14-12-2023
Important Points
(1) Stay on conviction – Very notion of irreversible consequences is centered on factors, including individual’s criminal antecedents, gravity of offence, and its wider social impact, while simultaneously considering facts and circumstances of the case.
(2) Stay on conviction – Parameters – Societal interest is an equally important factor which ought to be zealously protected and preserved by Courts – Literal construction of a provision such as Section 389(1) of Cr.P.C. may be beneficial to a convict but not at the cost of legitimate public aspirations.
Subject
Criminal Law - Suspension of Conviction
Act Referred
COMPANIES ACT: S.267
CONSTITUTION OF INDIA: Art.32, Art.101(3)(a), Art.190(3)(a), Art.102, Art.191, Art.311(2), Art.326
CRIMINAL LAW AMENDMENT ACT: S.7
CRIMINAL PROCEDURE CODE: S.389(1), S.374(2), S.482, S.267
INDIAN PENAL CODE: S.171(f), S.147, S.148, S.353, S.302, S.506, S.120(b), S.149, S.307, S.304, S.188, S.332, S.186, S.143, S.420, S.468
Prevention of Public Properties from Damages Act: S.3
REPRESENTATION OF THE PEOPLE ACT: S.8(3), S.135(2), S.121(2), S.3898, S.151, S.116(a)
SCHEDULED CASTES AND SCHEDULED TRIBES PREVENTION OF ATROCITIES ACT: S.3(1)(x)
UTTAR PRADESH GANGSTERS AND ANTI SOCIAL ACTIVITIES PREVENTION ACT: S.3(1)
Headnote
Per Surya Kant, J.(For himself and on behalf of Ujjal Bhuyan, J.) [Majority View]
(A) Criminal Procedure Code, 1973 – Section 389(1) – Stay on conviction – Appellant is a public representative, having served as a Member of the Legislative Assembly in Uttar Pradesh for five consecutive terms and as a Member of Parliament for two terms – In order to suspend conviction of an individual, primary factors that are to be looked into, would be peculiar facts and circumstances of that specific case, where failure to stay such a conviction would lead to injustice or irreversible consequences – Very notion of irreversible consequences is centered on factors, including individual’s criminal antecedents, gravity of offence, and its wider social impact, while simultaneously considering facts and circumstances of the case – There is no cogent evidence to establish that Appellant has been indulging in anti-social activities and crimes such as murder or ransom – Appellant’s role in old FIR which stood as singular reference point in gang chart in new FIR, had already resulted in his acquittal – Impugned judgment also indicates absence of corroborative evidence supporting contention that Appellant had been responsible for influencing witnesses in retracting their statements – There is no reason to interpret Section 389(1) of Cr.P.C. in a narrow manner, in context of stay on an order of conviction, when there are irreversible consequences – Appellant’s case warrants order of stay on his award of conviction, though partially. (Paras 11, 13 and 15)
(B) Criminal Procedure Code, 1973 – Section 389(1) – Representation of the People Act, 1951 – Section 8(3) – Stay on conviction – Parameters – Societal interest is an equally important factor which ought to be zealously protected and preserved by Courts – Literal construction of a provision such as Section 389(1) of Cr.P.C. may be beneficial to a convict but not at the cost of legitimate public aspirations – It would be appropriate for Courts to balance interests of protecting integrity of electoral process on one hand, while also ensuring that constituents are not bereft of their right to be represented, merely consequent to a threshold opinion which is open to further judicial scrutiny – Although ‘moral turpitude’ may carry relevance within context of elected representatives, courts are bound to construe law in its extant state and confine their deliberations to those facets explicitly outlined, rather than delving into considerations pertaining to moral rectitude or ethical character of actions – This is especially true when it is solely motivated by convicted individual’s status as a political representative, with aim of disqualification pursuant to RPA – Phenomena of docket explosion or high backlog of cases should not be construed as valid grounds for thwarting legislative intent enshrined in Section 8(3) of RPA. (Paras 20, 21 and 22)
Facts of the case:
Present appeal is directed against the order dated 24.07.2023, passed by the High Court of Judicature at Allahabad, partially allowing the application filed by the Appellant under Section 389(1) of the Code of Criminal Procedure, 1973, for stay on the sentence and conviction, awarded by Additional Sessions Judge, MP/MLA Court, Ghazipur vide judgement and order dated 29.04.2023.High Court, has through the impugned order, suspended the Appellant’s sentence and granted him bail but the stay on conviction has been declined.
Findings of Court:
(i) Ghazipur Parliamentary Constituency shall not be notified for bye-election, in terms of Section 151 of RPA, till decision of Appellant’s criminal appeal by High Court.
(ii) Appellant shall, however, not be entitled to participate in proceedings of House. He shall also not have right to cast his vote in House or to draw any perks or monetary benefits.
(iii) Continuance of MP led welfare schemes in Ghazipur Parliamentary Constituency without Appellant being associated for the release of grants for such schemes, is not an irrevocable consequence as all such Schemes can be given effect, even in the absence of local parliamentary representative.
(iv) Appellant shall not be disqualified to contest future elections during the pendency of his criminal appeal before the High Court and if he is elected, such election will be subject to outcome of the First Criminal Appeal.
(v) High Court shall make an endeavour to decide the Appellant’s criminal appeal expeditiously and before 30.06.2024.
Registrar General of the High Court directed to put up this order before Chief Justice of High Court for immediate enlisting of the Criminal Appeal No. 5295 / 2023 with a request to the appropriate Bench, for an out of turn hearing and adjudication of the said appeal by 30.06.2024. Appellant directed to extend full cooperation to the High Court in this regard, failing which, this order shall be liable to variance.
Per Dipankar Datta, J.) [Minority View]
Criminal Procedure Code, 1973 – Section 389(1) – Representation of the People Act, 1951 – Section 8(3) – Stay on conviction – One needs to plead irreversible consequences to have conviction stayed, and by extension, get disqualification lifted – Right to represent a constituency cannot be construed as a Fundamental or an absolute right – Legislators bear a special duty towards their constituents and failure to secure stay of conviction may lead to loss of opportunity to contest elections – In isolation, this consideration might serve as a compelling reason to grant a stay of conviction – However, when a Parliamentarian/ legislator seeks a stay of conviction, he shoulders an additional responsibility of demonstrating how his constituents are likely to endure adverse consequences if conviction is not stayed – A Parliamentarian/legislator cannot be allowed to obtain a ‘double advantage’ where he implores Court for stay of conviction being a parliamentarian/legislator while simultaneously failing to provide full disclosure of consequences regardless of what reasons are, whether due to inadvertence, negligence, or mistake – Failing to do the same, law should be allowed to take its own course – It is bounden duty of this Court to uphold rule of law which entails equality before law and equal subjection of all classes to ordinary law of land – While recognizing importance of electorate's representation, it is necessary to maintain balance between this right and enforcement of legal accountability within democratic framework – Appeal dismissed. (Paras 59, 68, 78, 79, 80 and 81)
Result : Appeal partially allowed.
Legal Category Hierarchy
- crime and sentencing
- constitutional law
- practice and procedure
- election law
For the Petitioner(s): Dr. Abhishek Manu Singhvi, Sr. Adv. Mr. C. U. Singh, Sr. Adv. Mr. S. Wasim A. Qadri, Sr. Adv. Mr. Jubair Ahmad Khan, Adv. Mr. Tamim Qadri, Adv. Mr. Anuroop Chakravarti, Adv. Mr. Saeed Qadri, Adv. Mr. Shraveen Kumar Verma, Adv. Mr. Siddarth Seem, Adv. Mr. Saahil Gupta, Adv. Ms. Udita Singh, AOR
For the Respondent(s) Mr. K.M. Nataraj, A.S.G. Mr. Sharan Dev Singh Thakur, A.A.G. Ms. Ruchira Goel, AOR Mr. Siddharth Thakur, Adv. Ms. Indira Bhakar, Adv. Mr. Adit Jayeshbhai Shah, Adv. Mr. Ajay Singh, Adv. Ms. Keerti Jaya, Adv.
Table of Contents
2. Appellant claims irreversible consequences of disqualification; Respondent argues stay of conviction is an exception and disqualification is a mandatory statutory consequence. (Para 5 , 7 )
3. Stay of conviction is an exception granted in rare cases where failure to stay leads to injustice or irreversible consequences, balancing electoral integrity and representation. (Para 11 , 15 , 21 )
4. Section 389(1) Cr.P.C. permits suspension of conviction in exceptional cases where failure to stay results in irreparable damage that cannot be compensated monetarily. (Para 11 , 15 )
5. Appeal partially allowed — Conviction suspended — Bye-election stayed — Participation in House proceedings and monetary benefits denied — High Court directed to decide appeal expeditiously. (Para 24 , 25 )
6. What are the parameters for the suspension of conviction under Section 389(1) of the Cr.P.C.?
Suspension of conviction is an exception, not the rule, granted in rare cases where failure to stay would lead to injustice or irreversible consequences. Courts must consider the individual's criminal antecedents, the gravity of the offence, and its wider social impact alongside the specific facts of the case. (Para 11 , 15 )
7. Does a stay of conviction under Section 389 Cr.P.C. affect disqualification under the Representation of the People Act?
Yes, once a conviction is stayed by an appellate court under Section 389 Cr.P.C., the disqualification under Section 8 of the Representation of the People Act does not operate, as the stay ensures a conviction on untenable grounds does not cause serious prejudice. (Para 18 )
8. Is 'moral turpitude' a valid ground to deny the suspension of conviction for elected representatives?
Courts must interpret the law in its current form and confine deliberations to explicitly outlined facets rather than delving into considerations of moral rectitude or ethical character, especially when motivated by the individual's status as a political representative for disqualification purposes. (Para 20 )
9. How should courts balance electoral integrity with the right to representation when considering a stay of conviction?
Courts must balance the interest of protecting the integrity of the electoral process with the need to ensure that constituents are not deprived of their right to be represented based on a threshold opinion that is still subject to judicial scrutiny. (Para 21 )
JUDGMENT :
SURYA KANT, J.
1. Leave granted.
2. This appeal is directed against the order dated 24.07.2023, passed by the High Court of Judicature at Allahabad (hereinafter ‘High Court’) partially allowing the application filed by the Appellant under Section 389(1) of the Code of Criminal Procedure, 1973 (hereinafter ‘Cr.P.C.’) for the stay on the sentence and conviction, awarded by the Learned Additional Sessions Judge, MP/MLA Court, Ghazipur (hereinafter ‘Trial Court’) vide judgment and order dated 29.04.2023. The High Court, has through the impugned order, suspended the Appellant’s sentence and granted him bail but the stay on conviction has been declined.
FACTS:
3. At this juncture, it is imperative to delve into the factual matrix to set out the context of the present proceedings.
3.1. The Appellant is a public representative, having served as a Member of the Legislative Assembly in Uttar Pradesh for five consecutive terms and as a Member of Parliament for two terms. Until the recent disqualification following the judgment rendered by the Trial Court, the Appellant was the incumbent Member of Parliament for the Ghazipur Constituency, since 2019. The Appellant currently holds various positions, including roles in the Ghazipur Standing Committee on Agriculture, Animal Husbandry, and Food Processing, as well as the Ghazipur District Development Coordination and Monitoring Committee.
3.2. On 19.11.2007, PW-1, who was the Station House Officer at the Mohammadabad Kotwali Police Station, received information from anonymous sources during his routine patrol with regards to the operations of a gang led by one Mukhtar Ansari in the area, who was reportedly involved in various illicit activities such as murder, extortion, kidnapping and other criminal acts, carried out for political gain. It was further informed that the said gang had instilled fear and terror in the public, discouraging everyone from opposing their actions. Based on such information, PW-1 prepared a comprehensive gang chart under the Uttar Pradesh Gangsters and Anti-Social Activities (Prevention) Act, 1986 (hereinafter, ‘UP Gangsters Act’) and obtained necessary approvals from the Police authorities and the District Magistrate of Ghazipur. On the very same day, Case Crime No. 1052/2007 was registered under Section 3 (1) of the U.P. Gangsters Act at the Mohammadabad Police Station in the Ghazipur District of Uttar Pradesh (hereinafter ‘New FIR’). This registration emerged from the earlier Case Crime No. 589/2005, (hereinafter ‘Old FIR’), which was a murder case, in which the Appellant had been accused of conspiracy but was subsequently acquitted, as explained briefly hereinafter.
3.3. It is crucial to emphasise at this stage that the Appellant has been found involved in multiple FIRs filed throughout the State of Uttar Pradesh. To provide a concise overview, a summary of these FIRs is presented below, elucidating their context and significance in relation to the ongoing proceedings:
(i) Case Crime No. 28/1998 was registered under Section 171F of the Indian Penal Code, 1860 (hereinafter ‘IPC’) and Section 135(2) of the Representation of People’s Act, 1951 (hereinafter ‘RPA’) on 16.02.1998, at Police Station Nonhara, District Chandauli, Uttar Pradesh, for violation of the Model Code of Conduct during the election period. The Appellant has not yet been summoned by the investigating officer or the concerned Court in this case.
(ii) Case Crime No. 260/2001 was registered on 09.08.2001, at Police Station Mohammadabad, Uttar Pradesh, under Sections 147, 148 and 353 of the IPC, and Section 3 of the Prevention of Public Properties from Damages Act , 1984 along with Section 7 of the Criminal Law Amendment Act, 1932. The Appellant has since been granted bail in this case.
(iii) Case Crime No. 493/2005 was registered under Sections 302, 506, 120B of the IPC on 27.06.2005, at Police Station Mohammadabad, Uttar Pradesh in which the Appellant was named as a conspirator. However, since th