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2026 Supreme(Gau) 806

THE GAUHATI HIGH COURT (HIGH COURT OF ASSAM, NAGALAND, MIZORAM AND ARUNACHAL PRADESH)
Mitali Thakuria, J.
Kishore Prasad Saraf S/O Lt. Kedar Nath Saraf And Anr. – Petitioners
Versus
The State Of Assam – Respondent
Crl.Rev.P. 231 of 2012
Decided On : 20-05-2026

Advocates Appeared:
For the Petitioner: Mr.P J Saikia, Mr.A K Gupta, Ms.J Saikia, Mr. K. J. Saikia
For the Respondent: Mr. P. Borthakur, Addl. P.P., Assam.

Directors exercising ultimate control over a factory are deemed occupiers and are strictly liable for failing to implement mandatory safety measures or for operating machinery without statutory approval. Concurrent findings by lower courts regarding such breaches will not be disturbed unless they are manifestly perverse or illegal.

Headnote:(A) Factories Act, 1948 - Sections 2(n) and 92 - Criminal Revision - Fatal accident at industrial factory - Conviction of occupier and manager - Legality of conviction - Whether installation of machinery without prior approval constitutes contravention - Definition of occupier; whether directors exercising ultimate control are deemed occupiers - Scope of revisional jurisdiction regarding concurrent findings. (Paras 12, 16, 28, 32, 34-38)

(B) Criminal Procedure - Revision - Scope and ambit - Court exercising revisional jurisdiction does not substitute its views for concurrent findings of lower courts unless such findings are afflicted with manifest illegality or perversity - Where conviction is based on established lack of mandatory safety measures and failure to obtain statutory approval, no interference is warranted. (Paras 23, 25, 39)

Facts of the case:
A worker employed at an industrial facility died after falling into a machine. The regulatory body filed a complaint against the individuals in charge, alleging a failure to provide protective fencing for the machinery and for installing equipment without obtaining requisite regulatory approval. The trial court convicted the petitioners, and the appellate court affirmed the decision while modifying the sentence. The petitioners challenged these findings in revision.

Findings of Court:
The court found that evidence proved the machinery lacked necessary safety guards and fencing at its inlet point, directly contributing to the fatality. It further noted that the machinery was installed without obtaining formal approval from the competent authorities. Concluding that the petitioners, as directors in ultimate control, qualified as occupiers, the court determined that the lower courts' concurrent findings were supported by the evidence.

Issues: Whether the conviction for failing to ensure workplace safety and operating machinery without approval was legally sound and whether the petitioners were correctly classified as occupiers under the law.

Ratio Decidendi: Under the governing statute, individuals exercising ultimate control over a factory, such as directors, are statutorily deemed occupiers and bear responsibility for safety compliance. Neglecting to implement mandatory protective measures and operating unauthorized machinery constitutes a breach of law, justifying conviction. Appellate courts will not disturb concurrent findings that are based on a proper appreciation of evidence.

Result: Revision petition dismissed.

Table of Content
1. procedural history and factual genesis of industrial accident case. (Para 1 , 2 , 3 , 4 , 5 , 6 , 7 , 8 , 9)
2. contention regarding factory safety compliance and definition of occupier liability. (Para 10 , 11 , 12 , 13 , 14 , 15 , 16 , 17 , 18 , 19 , 20 , 21 , 22 , 23 , 24 , 25)
3. assessment of evidence regarding machine installation and safety measures. (Para 26 , 27 , 28 , 29 , 30 , 31 , 32)
4. interpretation of occupier liability under factories act section 2(n) and 92. (Para 33 , 34 , 35 , 36 , 37 , 38)
5. final order upholding conviction and maintaining fine. (Para 39 , 40 , 41)

JUDGMENT :

MITALI THAKURIA, J.

Heard Mr. K. J. Saikia, learned counsel for the petitioners and Mr. P. Borthakur, learned Additional Public Prosecutor, Assam for the State.

2. This appeal has been filed under Section 401/397 CrPC challenging the judgment and order dated 10.02.2012, passed by the learned Additional Sessions Judge (FTC), Dibrugarh in Cri. Appeal No. 17(3)/2010 affirming the conviction passed by the learned Chief Judicial Magistrate, Dibrugarh vide judgment and order dated 16.08.2010, passed in G.R. Case No. 205c /2006.

3. The brief facts of the case is that on 16.10.2005, the workman Dukhiram Lohar while was doing the work of feeding green tea leaves into the Rotervane machine on first bent of C.T.C., in Jalan Nagar South Tea Estate Factory fell down inside the said Rotervane machine and died immediately. The matter was immediately informed to the Inspector of Factories, who made an enquiry and accordingly came to the conclusion that the occupier and the manager did not take any measure for covering or fencing the open space of the floor under which the Rotervane machine was installed and as a result of which the worker Dukhiram Lohar fell down and died.

4. Thereafter, the Inspector of Factories filed his Offence Report before the learned CJM, Dibrugarh and accordingly a complaint was registered under Complaint Case No. 205c /2006.

5. The petitioners being the Occupier and Manager, after the death of the deceased had paid Rs. 1,39,614/- to the wife and dependents of the deceased under the provisions of Workmen’s Compensation Act and funeral expenses of the deceased were also paid to the wife of the deceased. More so, wife of the deceased was also given employment in the Tea Estate.

6. The Court accordingly took cognizance of the offence under Section 92 of the Factories Act and also under Rule 3 of Sub Section 6(1) and Section 32(a) and Section 33(1) of the Factories Act against the petitioners. On receipt of summons they accordingly appeared before the Court and the particulars of offence was also explained to the accused petitioners, to which they pleaded not guilty and claimed to be tried.

7. During trial, the prosecution has examined four witnesses and defence also adduced the evidence of two witnesses. Petitioners were also examined under Section 313 CrPC to which they have also pleaded not guilty. Thereafter, hearing the arguments submitted by the learned counsel for the parties, the learned Trial Court vide its judgment and order dated 16.08.2010 had convicted the petitioners under Section 92 of the Factories Act and sentenced them to undergo S.I. for 2 years along with a payment of compensation of Rs.50,000/- each.

8. On being aggrieved and dissatisfied with the said judgment and order passed by the learned CJM, Dibrugarh, the petitioners preferred an appeal before the learned Sessions Judge, Tinsukia, which was transferred to the Court of learned Additional Sessions Judge (FTC), Dibrugarh which was reregistered and numbered as Crl. A. No. 17(3)/2010. After hearing the submission made by the learned counsel for the parties, the learned Appellate Court vide its judgment and order dated 10.02.2012 affirmed the conviction and modified the sentence to the extent for payment of compensation of Rs.50,000/- each by the petitioners.

9. On being aggrieved and dissatisfied with the judgment and order passed by the learned Appell

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