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2025 Supreme(Sikk) 51

IN THE HIGH COURT OF SIKKIM AT GANGTOK
BISWANATH SOMADDER, CJ, MEENAKSHI MADAN RAI, J.
State of Sikkim and Others – Appellants
Versus
Mani Kumar Subba – Respondent
WA No. 01 of 2025
Decided On : 19-06-2025

Advocates Appeared:
For the Appellants : Zangpo Sherpa, Mohan Sharma
For the Respondents: Yam Kumar Subba, Mukkum Hang Limboo

Disciplinary authorities possess discretionary power to modify penalties; however, any administrative action resulting in the enhancement of an existing penalty or the reversal of a previous mitigation must comply with principles of natural justice by providing the affected individual a reasonable opportunity to be heard.

Headnote:(A) Government Servants’ (Discipline and Appeal) Rules - Rules 10 and 11 - Revision and Review of disciplinary orders - Governor’s power to modify penalty - Requirement of consultation with commission - Discretionary nature of consultation under Rule 10 - Proviso requiring opportunity of representation applies only to the imposition or enhancement of a penalty. (Paras 8, 9, 10)

(B) Service Law - Disciplinary proceedings - Modification of penalty - Reduction of disciplinary punishment from dismissal to compulsory retirement does not constitute an enhancement of penalty - Absence of fresh material renders review proceedings under Rule 11 inapplicable - Restoration of a previously mitigated penalty without affording the delinquent employee a reasonable opportunity to be heard violates the principles of natural justice. (Paras 10, 11)

Facts of the case:
The respondent was dismissed from government service following disciplinary proceedings regarding unauthorized absence. Subsequently, the authority responsible for disciplinary review exercised its powers to modify the dismissal order to one of compulsory retirement, citing the harshness of the original penalty. Years later, the department withdrew this modification and restored the initial order of dismissal without providing the respondent notice or an opportunity to defend against this reversal of the reduced penalty. This restoration was challenged, leading to the current proceedings.

Findings of Court:
The court determined that the authority acted within its discretionary powers under the relevant discipline and appeal rules when modifying the penalty. The requirement for consultation with the commission is not mandatory if the authority deems it unnecessary, particularly when prior advice was obtained and no fresh questions arose. Furthermore, the court held that the reversal of a reduced penalty back to a harsher punishment without providing the delinquent servant an opportunity to make a representation is a breach of the principles of natural justice.

Issues: The main issues were whether the modification of a disciplinary penalty requires mandatory consultation with the commission, and whether an authority can restore an original, harsher penalty after a prior mitigation without providing notice to the concerned individual.

Ratio Decidendi: Consultation with the commission during disciplinary modifications is discretionary under the relevant rules; however, any executive action that effectively enhances a punishment or reverses a prior mitigation must strictly adhere to procedural fairness and natural justice by granting the affected person a reasonable opportunity to be heard.

Result: Appeal dismissed.

Table of Content
1. factual background of disciplinary actions and disputed termination orders. (Para 1 , 2)
2. arguments concerning procedural fairness and mandatory statutory consultation requirements. (Para 3 , 4 , 5)
3. judicial review of disciplinary rules and evidence regarding procedural misconduct. (Para 6 , 7 , 8 , 9)
4. governor's discretionary power in revising penalties without mandatory fresh consultation. (Para 10 , 11)
5. appellate limitations and the requirement of natural justice in penalty enhancement. (Para 12 , 13 , 14)

JUDGMENT :

MEENAKSHI MADAN RAI, J.

1. Whether the office order bearing no.1615/G/DOP, dated 25-09-2018, of the Govt. of Sikkim, Deptt. of Personnel, ADM. Reforms, Training and Public Grievances, Gangtok (hereinafter, “DOPART”), terminating the government service of the respondent could have been modified to one of compulsory retirement by the same department, vide office order bearing no.6001/G/DOP, dated 27-02-2019, sans consultation by the Governor with the Sikkim Public Service Commission (hereinafter, “SPSC”):

(i) On the heels of the above circumstance, whether the appellants, vide the order dated 14-02-2023, bearing no.820/G/DOP, could have withdrawn the aforementioned office order, bearing no.6001/G/DOP, dated 27-02-2019, citing non- compliance of Rule 11 of the Sikkim Government Servants’ (Discipline and Appeal) Rules, 1985 (hereinafter, “D&A Rules”) and restored the penalty of termination, imposed by the prior office order bearing no.1615/G/DOP, dated 25-09-2018, are the two questions that fall for determination in this intra-Court appeal.

2. Before delving into the merits of the matter, it is essential to put forth a brief summation of the facts that led to the discord between the parties herein:

(i) In 1994, the respondent was appointed as Assistant Engineer in the State Government and in 2004 promoted as Divisional Engineer.

(ii) On 09-07-2012, the Sikkim Vigilance Police Station registered an FIR, under the provisions of the Prevention of Corruption Act, 1988, against the respondent, alleging that he was in possession of disproportionate assets.

(iii) A few days later, vide letter dated 18-07-2012, addressed to the P.C.E.-cum-Secretary, Buildings and Housing Department, the respondent resigned from government service. He was instead placed on suspension, from 19-07-2012, vide office order no.967/G/DOP, and his resignation rejected, vide letter bearing no.9194/G/DOP, dated 13-08-2012, of the DOPART, on grounds of the pending vigilance case against him.

(iv) The respondent sought to withdraw his resignation letter dated 18-07-2012 and also requested for revocation of his suspension, by a letter dated 29-09- 2014, addressed to the Chief Minister of Sikkim. The suspension order, dated 19-07-2012, was revoked by office order of the DOPART, bearing no.2588/G/DOP, dated 04-11-2014.

(v) Subsequent thereto, on 04-11-2016, the Sikkim Vigilance Police sought initiation of departmental action against the respondent along with other engineers, on grounds of misconduct and failure to maintain absolute integrity.

(vi) This was followed by issuance of a Memorandum bearing no.5202/G/DOP, by the DOPART, dated 30-03- 2017, to the respondent for causing disappearance of GI pipes and passing false bills. The respondent was to submit his written statement within ten days of receipt of the charge. Instead, he applied for voluntary retirement, vide letter dated 28-07-2017, which was rejected on 14-10-2017.

(vii) In addition to the above circumstances, the respondent also remained incommunicado and was found to be absent unauthorizedly from work. On this count, the DOPART issued Memorandum no.10672/G/DOP, dated 27-06-2017, under Rule 5 of the D&A Rules requiring him to submit his defence within ten days.

(viii) The respondent filed two separate responses, both dated 23-07-2018, to the Memoranda (supra). Annexure R-8, denying charges of misappropriation and Annexure R-9, accepting charges of unauthorised absence from work.

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