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2023 Supreme(All) 1478

IN THE HIGH COURT OF ALLAHABAD
AJIT KUMAR, J.
Akshay Kumar - Petitioner
Versus
State of U.P. and Others - Respondents
Writ - A No. 11878 of 2023
Decided On : 09-08-2023

Advocates Appeared:
For the Petitioner:Ajay Kumar Sharma, Sr. Advocate.
For the Respondent: C.S.C., Ashish Mishra.

The delinquent employee must be afforded an opportunity to be heard before any fresh report is submitted by the Enquiry Officer in disciplinary proceedings.

Headnote:

Disciplinary Proceedings - U.P. State District Court Service Rules, 2013 - Rule 7 (ii) - The court discussed the provisions of Rule 7 (ii) of the U.P. State District Court Service Rules, 2013 and its interpretation in light of the judgment of the Supreme Court in the case of Punjab National Bank v. Kunj Behari Misra, JT 1998 (5) SC 548.

Fact of the Case:

The petitioner was aggrieved by the order of the disciplinary authority remitting the matter to the Enquiry Officer to clarify certain points by giving a fresh report under the U.P. State District Court Service Rules, 2013.

Finding of the Court:

The court declined to interfere with the order passed by the disciplinary authority and provided that the delinquent employee should be afforded an opportunity by the Enquiry Officer before any fresh report is submitted.

Issues: The main issue was whether the disciplinary authority's remittance of the matter to the Enquiry Officer required the delinquent employee to be heard before any fresh report was submitted.

Ratio Decidendi: The court interpreted Rule 7 (ii) of the U.P. State District Court Service Rules, 2013 and held that the delinquent employee should be afforded an opportunity by the Enquiry Officer before any fresh report is submitted.

Final Decision: The court declined to interfere with the order passed by the disciplinary authority and provided that the delinquent employee should be afforded an opportunity by the Enquiry Officer before any fresh report is submitted.

JUDGMENT :

1. Heard Sri V.K. Singh, learned Senior Advocate assisted by Sri Ajay Kumar Sharma, learned counsel for the petitioner and Ms. Akashi Agrawal, learned Advocate holding brief of Sri Rahul Agrawal, learned counsel for the respondent no.2.

2. The petitioner who has been subjected to disciplinary proceedings under the U.P. State District Court Service Rules, 2013, is aggrieved by the order dated 25.04.2023 passed by the disciplinary authority, namely, the District Judge, Saharanpur, whereby he has remitted the matter to the Enquiry Officer to clarify on certain points by giving a fresh report.

3. Learned Senior Advocate has argued that this amounts to an act of disagreement by the disciplinary authority in matter of finding returned by the enquiry officer and, therefore, he needed to be afforded an opportunity of hearing by the disciplinary authority in the first instance. He submits that in matter of enquiry if supportive findings have come to be referred in favour of the delinquent employee, any disagreement by the disciplinary authority would naturally amount to negating the findings of the Enquiry Officer and, therefore, the delinquent employee is required to be heard.

4. He has placed reliance on the judgment of the Supreme Court in the case of Punjab National Bank v. Kunj Behari Misra, JT 1998 (5) SC 548. He has referred to paragraph nos.7 and 19 of the judgment. He submits further that the judgment would be applicable in the present case as the provisions that were referred to in the judgment in that case and the provisions as contained under Rule 7 (ii) of the Service Rules, 2013 are in pari materia. It is argued that there also the provision was to the effect that if the authority disagreed with the findings returned by the Enquiry Officer and records its own finding on such charge, if the evidence on record is sufficient for purpose. The provisions as contained under Rule 7 (ii) also provide for similar provisions that the disciplinary authority shall, if disagrees with the finding of the Enquiry Officer on giving charge, records its findings for the reasons to be recorded.

5. Learned Senior Advocate has argued that this provision has been interpreted vide paragraph 19 of the judgment that runs as under :

    "The result of the aforesaid discussion would be that the principles of natural justice have to be read into Regulation 7(2). As a result thereof whenever the disciplinary authority disagrees with the inquiry authority on any article of charge then before it records its own findings on such charge, it must record its tentative reasons for such disagreement and give to the delinquent officer an opportunity to represent before it records its findings. The report of the inquiry officer containing its findings will have to be conveyed and the delinquent officer will have an opportunity to persuade the disciplinary authority to accept the favorable conclusion of the inquiry officer. The principles of natural justice, as we have already observed, require the authority, which has to take a final decision and can impose a penalty, to give an opportunity to the officer charged of misconduct to file a representation before the disciplinary authority records its findings on the charges framed against the officer."

6. Learned counsel for the respondents has argued that while laying down ratio in the judgment by the Supreme Court, Supreme Court has very specifically referred to Rule 7(ii) and not Rule 7 (i).

7. It is argued that as far as Rule 7 (ii) is concerned, that empowers the disciplinary authority to return a finding of its own showing disagreement to the findings of the Enquiry Officer on the basis of evidence already available on record. This enabling provision as contained under Rule 7 (ii) of the Rules which is in pari materia with Rule 7 (ii) of Rules, 2013 involved in the present case, meant that the disciplinary authority could have proceeded to hold the petitioner guilty of the charges on the basis of evidence avai

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