IN THE HIGH COURT OF ALLAHABAD
Ashwani Kumar Mishra, Syed Qamar Hasan Rizvi, JJ.
State of U.P. and Others – Appellants
Versus
Shyam Kewal Ram – Respondent
Special Appeal No. - 291 of 2024
Decided On : 22-03-2024
Disciplinary Inquiry - Imposition of Punishment - Punjab National Bank vs. Kunj Behari Misra 1998 (7) SCC 84, State Bank of India & Ors. vs. Mohammad Badruddin (2019) 16 SCC 69
Fact of the Case:
The disciplinary authority imposed a major punishment of reversion to basic pay on the petitioner without providing proper opportunity to defend himself. The Single Judge found the procedure for imposition of such punishment to be unsustainable.
Finding of the Court:
The court concurred with the Single Judge's view that the delinquent employee was denied the opportunity to effectively put up his defense. The major punishment imposed on the petitioner was quashed.
Issues: Proper opportunity for defense, reasons for disagreement not disclosed by disciplinary authority, imposition of major punishment
Ratio Decidendi: The disciplinary authority must disclose reasons for disagreement with the inquiry officer's conclusions and provide the delinquent employee an opportunity to represent before recording its findings. Failure to do so denies the employee the right to effectively explain his defense.
Final Decision: The appeal was dismissed, and the quashing of the major punishment of reversion to basic pay scale was upheld.
JUDGMENT :
1. This appeal arises out of the judgment and order dated 13.3.2023 passed by learned Single Judge allowing the writ petition filed by the respondent-petitioner against imposition of punishment vide order dated 24.3.2008.
2. It transpires that disciplinary inquiry was initiated against the writ petitioner by the disciplinary authority with service of charge-sheet dated 19.1.2006. The inquiry officer ultimately submitted a report in which he found charge nos.1,2 and 3 not to be proved. Charge no.4 was in respect of the temporary embezzlement in which the inquiry officer found the petitioner to be guilty. It transpires that a notice dated 12.11.2007 was issued by the disciplinary authority who had disagreed with the conclusion of the inquiry officer with regard to exoneration of the writ petitioner in respect of charge nos.1,2 and 3. Writ petitioner submitted a reply to this notice whereafter the major punishment of reversion to basic pay was imposed by the disciplinary authority upon the petitioner.
3. Learned Single Judge has found the procedure for imposition of such punishment to be unsustainable, inasmuch as proper opportunity was denied to the writ petitioner to defend himself. Thus aggrieved, the State is before us challenging the judgment of learned Single Judge.
4. We have heard learned State counsel as well as Sri Upendra Upadhyay, learned counsel for the respondent-petitioner and have perused the materials on record.
5. The facts, as have been noticed above, are not in issue. We have perused the show cause notice dated 12.11.2007, issued by the disciplinary authority, whereby he had disagreed with the conclusions drawn by the inquiry officer while exonerating the delinquent employee of charge nos.1,2 and 3. This notice only records the reasons for which the inquiry officer had exonerated the delinquent employee. Absolutely no reasons have been disclosed by the disciplinary authority for disagreeing with the conclusions arrived at by the inquiry officer. It is, therefore, urged on behalf of the writ petitioner that in the absence of reasons disclosed to the delinquent employee, by the disciplinary authority, for disagreeing with the opinion of the inquiry officer, the delinquent employee was denude of opportunity to explain the circumstances or his defense in that regard.
6. Recording of reasons in the show cause notice for disagreeing with the opinion of inquiry officer has a definite purpose to subserve. It gives an opportunity to the delinquent employee to offer his explanation on the issues that have weighed with the disciplinary authority. In a case where the disciplinary authority does not record reasons for his disagreement with the opinion of the inquiry officer the delinquent employee will be denuded of his right to effectively explain his defense regarding reasons of disagreement. The law in that regard has been settled by the Supreme Court in Punjab National Bank vs. Kunj Behari Misra 1998 (7) SCC 84, wherein the Court has clearly observed that reasons of disagreement must be disclosed to the delinquent employee in order to enable him to effectively meet the material which is proposed to be relied upon against him. Para 17 and 19 of the judgment are relevant for the present purposes and are reproduced hereinafter:-
State Bank of India & Ors. vs. Mohammad Badruddin (2019) 16 SCC 69
The disciplinary authority must disclose reasons for disagreement with the inquiry officer's conclusions and provide the delinquent employee an opportunity to represent before recording its findings.
The main legal point established in the judgment is that the disciplinary authority must adhere to the principles of natural justice and issue a show-cause notice before imposing a penalty.
Disciplinary authorities must provide an opportunity to represent when disagreeing with an inquiry officer’s findings, as per principles of natural justice.
Point of Law- The word “consider”, is of great significance. Its dictionary meaning of the same is, “to think over”, “to regard as”, or “deem to be”. Hence, there is a clear connotation to the effect....
The court established that an employee must be given a chance to respond to an enquiry officer's findings before a disciplinary authority makes a decision, as a matter of natural justice.
The delinquent employee must be afforded an opportunity to be heard before any fresh report is submitted by the Enquiry Officer in disciplinary proceedings.
The main legal point established in the judgment is the requirement of fair procedure and the need to follow due process of law in disciplinary proceedings, including the examination of witnesses and....
A disciplinary authority may deviate from an Enquiry Officer’s findings only if there is evidence or material on record to substantiate a different conclusion; in the absence of such evidence, the au....
The principles of natural justice require that a disciplinary authority must provide reasons for differing from an inquiry officer's findings and allow the employee an opportunity to respond before i....
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