IN THE HIGH COURT OF ALLAHABAD
RAJESH SINGH CHAUHAN, J.
Uma Shanker Prasad - Petitioner
Versus
State of U.P., Thru. Prin. Secy. Revenue Uttar Pradesh Lko. And 2 Others - Respondents
Writ - A No. 4891 of 2024
Decided On : 15-07-2024
DISCIPLINARY INQUIRY - GOVERNMENT SERVANTS DISCIPLINE - Uttar Pradesh Government Servants (Discipline and Appeal) Rules, 1999, Rule 7, Rule 9 - The court emphasized the necessity of adhering to the procedural requirements outlined in the Uttar Pradesh Government Servants (Discipline and Appeal) Rules, 1999, particularly Rule 7, which mandates a fair inquiry process including the provision of the inquiry report to the delinquent employee prior to punishment. The court found that the disciplinary authority failed to provide the inquiry report, violating principles of natural justice, which ultimately influenced the decision to quash the punishment order.
Fact of the Case:
The petitioner challenged a punishment order from the Settlement Officer, Consolidation, Barabanki, which withheld two increments of salary and issued a censure entry. The petitioner argued that the inquiry was flawed as the Inquiry Officer did not conduct an oral inquiry and the disciplinary authority failed to provide a copy of the inquiry report before issuing the punishment.
Finding of the Court:
The court found that the disciplinary authority did not comply with the procedural requirements of the Uttar Pradesh Government Servants (Discipline and Appeal) Rules, 1999, particularly regarding the provision of the inquiry report and the conduct of a proper inquiry. The court noted that the lack of these procedural safeguards constituted a violation of natural justice.
Issues: Whether the disciplinary authority's failure to provide the inquiry report and conduct a proper inquiry violated the principles of natural justice and the procedural requirements set forth in the Uttar Pradesh Government Servants (Discipline and Appeal) Rules, 1999.
Ratio Decidendi: The court reiterated that a government servant is entitled to a fair inquiry process, which includes the right to receive the inquiry report and the opportunity to defend against the charges. The failure to adhere to these principles renders the punishment order invalid.
Final Decision: The court quashed the punishment order dated 07.03.2024 and remanded the case for a fresh inquiry to be conducted in accordance with the law, emphasizing the need for compliance with the procedural rules.
JUDGMENT :
Rajesh Singh Chauhan, J.
1. Heard.
2. This Court has passed the order dated 2.7.2024 which reads as under:-
2. By means of this petition, the petitioner has assailed the impugned punishment order dated 07.03.2024 passed by Settlement Officer, Consolidation, Barabanki withholding two increments of salary of the petitioner permanently and censure entry. The main ground to assail the aforesaid impugned order of punishment is that the Inquiry Officer has not conducted the oral inquiry by fixing date, time and place; the disciplinary authority issued a show cause notice without providing the copy of the inquiry report and despite the specific demand made by the petitioner to supply the copy of inquiry report and to direct the Inquiry Officer to make oral inquiry, the punishment order have been passed.
3. Attention has been drawn towards Annexure No.11, which is a show cause notice being issued by the disciplinary authority, wherein there is no indication of supply of the copy of the inquiry report, therefore, prima facie, it convinces the Court that the show cause notice have been issued to the petitioner without providing the inquiry report.
4. The aforesaid ground may be liable to quash the impugned order of punishment but on the request of learned Chief Standing Counsel-II, the case is listed on 08.07.2024. Therefore, list/ put up this matter on 08.07.2024 as fresh in the additional cause list.
5. This matter shall be taken up immediately after fresh.
6. By the next date of listing, learned Chief Standing Counsel-II may seek complete written instructions in this matter."
3. In compliance of the aforesaid order, learned Standing Counsel has produced a copy of the detailed instructions/letter dated 4.7.2024 along with some documents, the same is taken on record.
4. The precise query of this Court was that as to whether the disciplinary authority has provided a copy of the inquiry report to the delinquent employee seeking explanation on the basis of the inquiry report inasmuch as there was no recital to this effect in the explanation being sought by the disciplinary authority. The aforesaid instructions categorically reveals that the copy of the inquiry report was not provided to the delinquent employee seeking explanation on the basis of inquiry report before passing the impugned order of punishment dated 7.3.2024. However, as per aforesaid instructions, the copy of the inquiry report has been provided to the petitioner on 30.5.2024. Besides, no specific instructions have been provided on the other query regarding fixing date, time and place for conducting oral inquiry by the Inquiry Officer.
5. Notably, a proper and complete mechanism has been given in Rule 7 of the Uttar Pradesh Government Servants (Disciple and Appeal) Rules, 1999 (hereinafter referred as 'Rules, 1999') for imposing major penalties. Rule 9 provides 'Action on Inquiry Report'. Rule 7 (i, ii, iv, v, vii, viii and ix) and Rule 9 (4) read as under :
(i) The Disciplinary Authority may himself inquiry into the charges or appoint an Authority Subordinate to him as Inquiry Officer to inquire into the charges.
(ii) The Facts constituting the misconduct on which it is proposed to take action shall be reduced in the from of definite charge or charges to be called charge-sheet. The charge-sheet shall be approved by the Disciplinary Authority. Provided that where the Appointing Authority is Governor, the charge-sheet may be approved by the Principal Secretary or the Secretary, as the case may be, of the concerned department.
...
(iv) The charge Government Servant shall be required to put in a written statement of his defence in person on a specified date which shall not be less than 15 days from the date of issue o
The court established that adherence to procedural fairness and the principles of natural justice is essential in disciplinary inquiries against government servants, particularly the requirement to p....
The mandatory nature of the procedure under Rule 7 of the Rules of 1999 in disciplinary proceedings and the requirement to adhere to natural justice principles.
The court emphasized that a departmental inquiry must adhere to statutory procedures and principles of natural justice; failure to do so invalidates the resulting punishment.
The court established that an oral inquiry is essential in disciplinary proceedings, and its absence violates natural justice, invalidating any resultant punishment.
The failure to follow prescribed inquiry procedures and principles of natural justice invalidates disciplinary actions against government servants.
Disciplinary inquiry under 1999 Rules vitiated without oral hearing opportunity to delinquent, even absent proposed witnesses by either side, as implicit in rules for natural justice compliance.
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